Blood Tests for Bipolar I Disorder: Quite a Future Indeed

I experienced an interesting confluence of events the other day. My 11-year-old son has been finding out about the great power of online information. Although we limit his access to assistance with homework, he is already a digital whiz kid who knows where to find a great deal of information for writing tomes like Norse history reports. In my day, it would have taken an entire afternoon of digging through texts at a university library to obtain items he found in a few seconds.
The confluence came about because of what I was doing while sitting next to him. While he was Headshotbusy downloading information about Vikings, I was reading an update on a story that I have been following for a few years: the attempt to create a simple, objective blood test that could properly identify mood disorders. That would be a truly handy gadget for mental health professionals to have in their diagnostic tool kits! Going through the literature, which relies heavily on gene expression data, it hit me how profoundly the judicious use of online databases has contributed to the scientific rigor of the research. The Internet was not only seminal to my son’s work but also to this blood test research.

In this column, I will discuss new progress on this Internet-boosted line of inquiry. I will begin with a few basics about differential gene expression and microarrays and will then move on to something that researchers are calling “convergent functional genomics.” As you shall see, the clever use of online databases both confirmed and extended the work done at the bench. As a result, it may very well be possible in the next few years to have a clinic-ready blood test that is capable of diagnosing unipolar and bipolar depression. There may even be a diagnostic test for schizophrenia.

Background

In order to understand this promising research, we first need to review a few facts about differential gene expression, microarrays, and their use in the laboratory. As you may remember, only about 2% of the genome encodes for messenger RNA (mRNA)—sequences usually referred to as class II genes (the rest of the genes encode either ribosomal RNA, called class I genes, or transfer RNA, called class III genes).

You can subdivide class II genes into 2 categories based on the transcriptional activity. Some class II genes are turned on all the time; we often refer to them as “housekeeping” sequences. Some class II genes are expressed quite cell-specifically (a neuron has a very different job description from, say, a gut fibroblast, after all), and they are either completely silent or are called on infrequently, depending on the needs of the cell.

Researchers can capture these “need-specific” class II mRNAs quite easily because of the binding properties of their nucleotides. Consider this example: Suppose you are interested in finding out which neural genes, if any, become activated in the presence of a test medication. You take 2 groups of cells; 1 group will not be exposed to the drug (serving as the unstimulated control), while the other will be exposed to the drug for a set period.

How do you get the medication-specific genes? You simply isolate both sets of mRNA, convert them to helical DNA, and then mix them together. The genes that are commonly expressed in both populations (like those housekeeping genes) will find each other and, with some coaxing, bind together. This makes them double-stranded. The genes that are unique to the medication stimulation have no “partners” and will not bind to anything. This makes them single-stranded.

Since it is easy in the laboratory to separate double-stranded from single-stranded snippets of DNA, we can quickly isolate our “medication-specific” gene population. (This technique can also be used in the opposite direction for some medications, or “turn off” genes.) Simply looking for unpaired populations in the controls can give the researcher valuable information about active and suppressive events related to medication exposure.

Today, populations of nucleotides can be embedded in something we call a “microarray,” which is essentially a plastic tray to which DNA samples have been previously and irreversibly bound. Any DNA can be attached to the microarray, including any (or all) products from the 40,000-plus genes that make up the human genome. Once embedded, you simply wash the plastic with the nucleotide sample that you are testing and see what does and does not bind to the nucleotides on the dish. This hybridization principle was used extensively in the data I am about to describe.

Experimental beginnings

The blood test experiment was an attempt to measure whole genome expression differences in populations with mood disorders (and schizophrenia) using only their blood as the sample substrate. If any unique gene sequences were discovered, would these sequences predict mood disorders in unknown populations? The researchers had their biological work cut out for them. It is quite an experimental leap to ask about events going on in the brain by interrogating only the blood. As you shall see, using a database that looked at human brain–specific gene expression (on the Internet) turned out to be critical for this work.

Le-Niculescu and colleagues1 enrolled 3 cohorts in this study: 2 for depression and 1 for psychotic disor-ders. Twenty-nine patients in the first cohort had been given a diagnosis of bipolar I disorder. The second group, a replicant cohort, consisted of 19 patients with bipolar I disorder. The third group comprised the psychoses-related cohort and included 30 persons with schizoaffective disorders, substanceinduced psychoses, and schizophrenia.

The first task for the researchers was to isolate the genetic substrates of the patients in various phases of their mood disorder. Blood samples were collected when the patients were in a high-mood state (a visual analog scale score of 60 or higher) and in a low-mood state (visual analog scale score of 40 or lower). The various populations of mRNAs were isolated from theseFigure 1 blood samples, and the hybridization work involving microarrays began.

Unique gene expression profiles were eventually obtained in both low- and high-mood states and were then divided into forward and reverse mRNA subpopulations.

The forward population represented the manic state. Those mRNA populations were classified as absent in the low (ie, the gene was not expressed in the low-mood state) and present in the high (meaning that the gene was expressed only in the high-mood state). The isolated sequences were considered to be candidate biomarkers for the manic phase of the disorder.

The reverse populations were also isolated. They were absent-in-the-high mood but present-in-the-low mood representatives. These sequences were considered to be candidate biomarkers for the depressive phase of the disorder.

The first category was cross-validation using animal models. This vetting procedure used a pharmacogenomic mouse model for bipolar disorder. Both low-specific and high-specific populations were characterized, and gene sequences were isolated using similar microarray procedures previously deployed in the human work just discussed. In these tests, the source of the mRNAs included not only mouse blood but also brain tissue. The mouse sequences isolated in this fashion were compared with the human sequences previously described.

Next, the strongest gene candidates in each category then underwent an extensive series of tests and cross-checking (Figure). These validation exercises can be divided into 3 categories.

The second category was cross-validation using human postmortem brain sample databases. This vetting procedure involved peering into the Internet and specifically assessing a URL that was carrying data from “GeneCards”—an Online Mendelian Inheritance of Man database (http://www.nslij-genetics.org/search_omim.html). This database contains published reports of changes in the expression of specific genes in postmortem brain tissues that were obtained from patients with bipolar disorder. The idea was to compare the sequences that were isolated from living patient blood samples with sequences that were isolated from the brain samples in deceased patients.

This was a key step because the cross-checking not only involved human-to-human comparisons but it was also the first attempt to establish blood-to-brain connections with the data. As was hinted at previously, the body spends a ridiculous amount of time and resources trying to wall these systems off from each other. Any blood test that is designed to assay something in the brain by looking for something in the blood would need the concordance between the tissues down pat. It is also tricky to determine the phase of illness at which the person died: was it at the low end or at the high end? The researchers assumed that the deaths occurred when the patients were experiencing the low symptoms. Most amazingly, perhaps, the researchers found a number of sequences that converged well with the genes they previously obtained from the blood sample.

The third category was cross-validation using human genetic data linked to mood disorders. This work also involved extensive use of an Internet-borne database. An online sequence-based integrated map of the human genome is published by the University of Southampton in the United Kingdom. (There is a similar collection of information called the Marshfield Clinic Research Foundation database in the United States.) These databases on gene sequences include previously published works shown to have a genetic linkage to mood disorders.

Taken together, 3 separate vetting procedures were used to screen the sequences isolated from the original living human cohorts. At each step, a single question was asked: “Do any of the sequences match?” Answering this question was not straightforward, and statistical analyses were then performed to determine convergence. The researchers termed the entire protocol “convergent functional genomics.”

That any genes could still be present after such screening is a testament to both the rigor of the work and the insightful nature of the experimental design. The researchers did indeed find matches. A total of 10 candidate genes survived the screenings. Five came from the selection in the high-mood, or manic population: Atxn1, EdnRb, Edg2, Fzd3, and Mbp. Five came from the selection in the low-mood, or depressive population: Erbb3, FGfr1, Mag, Pmp22, and Ugt8.

What do these gene sequences do? This is probably the most biologically interesting aspect of the work, and it is easily the most opaque. Some of the gene sequences are involved in the normal myelination of neurons. These included the sequences Edg2, Mag, Mbp, Pmp22, and Ugt8. Several of these are involved in growth factor signaling: Erbb3, FGfr1, Fzd3, Igfbp6, and Ptprm.

What does the isolation of these sequences mean to our biological understanding of mood disorders? Not much, unfortunately. Growth factor and signal transduction sequences seem to hold the greatest promise for obtaining early leads. The presence of so many myelination-specific genes in an affective disorder, however, is less intuitive and certainly more surprising, and their roles are nearly a complete mystery.

Discovering biological roles was not the point of this work, however. There was a more practical issue: Given the blood data, how well did these sequences actually predict a mood disorder?

The answer makes these data especially compelling for the future clinic. Using the original populations, these 10 biomarkers were tasked to predict which patients had what disorder and which phase they were experiencing at the time of the test.

Such prediction is relatively easy. The researchers calculated a score on the basis of the ratio of high-mood to low-mood genes, using both sensitivity scores and specificity inventories. Their results were a stunner. In the first cohort (high mood only), sensitivity was 84.6% and specificity was 68.8%. In the second cohort (high mood only), sensitivity was 70.0% and specificity was 66.7%.

Similar results were obtained when predicting low mood. In the first cohort (low mood only), sensitivity was 76.9% and specificity was 81.3%. In the second cohort (low mood only), sensitivity was 66.7% and specificity was 61.5%.

These are extraordinary figures. As the researchers themselves pointed out, these scores are comparable to results obtained in prenatal tests that can predict Down syndrome. They do indeed seem to have uncovered a working blood test for an affective disorder.

Conclusion

These data were obtained with adults who were experiencing a specific disorder in an even more specific phase. The test was conducted with an assay that could be administered in any clinic capable of drawing someone’s blood. Although not mentioned in this space, similar results were obtained in predicting disease states in the psychoses cohort. Some believe
that blood test kits that are capable of such diagnostic discrimination could be available in as few as 5 years.

Of course, the robustness of these findings immediately suggests the commissioning of larger, more prospective studies. It also suggests something equally extraordinary: the critical role of the creation of specific databases and how their unfettered, online access took part in uncovering such big science.

Jan/Admin @ http://www.bipolarandsupport.com

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Effective Personalized Strategies for Treating Bipolar Disorder

Bipolar disorder causes havoc in patients’ lives. Even in the best of circumstances, successful treatment is challenging. Treatment targets constantly shift; patients are frequently nonadherent; and comorbidity is the rule, not the exception. Diagnosis of bipolar disorder is often difficult. Comorbidities need to be identified and addressed if treatment is to be effective.
The importance of an accurate diagnosis

With apologies to Charles Dickens, bipolar disorder is often experienced as the “best of times and the worst of times.” This polarity often causes bipolar disorder to be undiagnosed, overdiagnosed, or misdiagnosed. Bipolar disorder is associated with a significantly elevated risk of suicide. Moreover, bipolar patients often use highly lethal means for suicide.1 Contributing factors include early age at disease onset, the high number of depressive episodes, comorbid alcohol abuse, a history of antidepressant-induced mania, and traits of hostility and impulsivity.

Bipolar I disorder, with episodes of full-blown mania, is usually easier to diagnose than bipolar II disorder, with episodes of subtler hypomania. Recognizing that the primary mood state may be irritability rather than euphoria increases the likelihood of diagnosis as does the recognition that symptoms often last fewer than the 4 days required for diagnosis by DSM-IV.2 Focusing more on overactivity than mood change further improves diagnostic accuracy, and the use of structured questionnaires is helpful.

Given the greater frequency of depression than manic episodes in bipolar disorder, what clues indicate bipolar disorder rather than unipolar depression? The Table lists factors that may help identify unipolar depression.

A moving target needs moving treatment

Effective personalized treatment recognizes bipolar disorder as a biopsychosocial disorder, but mood-stabilizing medications are the backbone of treatment. These medications fall into 3 categories: lithium, antikindling/antiepileptic agents, and second-generation antipsychotics. The mechanisms of actions by which these medications work are numer-ous and include increasing levels of serotonin, γ-aminobutyric acid, and brain-derived neurotrophic factor (BDNF) and decreasing glutamate levels; modifying dopamine pathways; stabilizing neuronal membranes; decreasing sodium channels; decreasing depolarization; decreasing apoptosis; and increasing neural cell growth/arborization.

Double-blind placebo-controlled studies of the medications—lithium, divalproex, carbamazepine, and atypical antipsychotics—used to treat symptoms of acute mania have demonstrated a response rate of approximately 50% to these drugs. Response was defined as a 50% decrease in symptoms using the Young Mania Rating Scale (YMRS) with onset of response within a few days.

An increasingly intriguing aspect of treatment with lithium and atypical antipsychotics involves their effect on BDNF. In a study of 10 manic patients treated with lithium for 28 days, most (87%) showed an increase in BDNF level (ie, from 406 pg/mL to 511 pg/mL).3

TABLE

Factors that suggest bipolar depression rather than unipolar depression
In a typical 3-week study of acute mania, approximately half of the benefit was seen by day 4. A 3-week, double-blind, inpatient study of olanzapine and risperidone in 274 patients with acute mania found that of 117 patients who had a less than 50% decrease in the YMRS score at 1 week, only 39% responded and 19% had symptom remission at end point. Of 40 patients with a less than 25% decrease in the YMRS score at 1 week, only 25% responded and only 5% had symptom remission at 3 weeks. Of 157 patients who had at least a 50% decrease in the YMRS score at week 1, 84% responded and 64% had symptom remission at 3 weeks.4 Clinically, a medication change should be considered for patients who do not demonstrate substantial benefit by week 1.

A meta-analysis comprising 16,000 patients who had acute mania found that the most effective agents were haloperidol, risperidone, and olanzapine. The least effective were gabapentin, lamotrigine, and topiramate.5

A combination of medications—typically lithium or an antiepileptic with an atypical antipsychotic—is often necessary to successfully treat acute mania. A meta-analysis found the response rate increased from 42% to 62% when an antipsychotic was added.6

Bipolar depression has proved to be more resistant to medication treatment than mania. The same medications are used, with lamotrigine for maintenance treatment. The FDA has approved Seroquel, Seroquel XR, and Symbyax (the combination of olanzapine and fluoxetine), for the acute treatment of bipolar depression. Studies of acute bipolar depression have typically lasted 8 weeks. Approximately half of the benefit oc-curs by week 2, with statistical separation from placebo between weeks 1 and 3.7-9

The best treatment is prevention

Patients who have bipolar disorder almost always require lifelong maintenance treatment, frequently with 2 medications: one to prevent the upside (ie, hypomania/mania), and another to prevent the downside (ie, depression).

Findings from a registration trial showed that lamotrigine more effectively prevented depressions than lithium but lithium prevented mania/hypomania more effectively than lamotrigine.10

Another study added placebo or lamotrigine to lithium treatment for 124 patients. The median time to relapse/recurrence was 3.5 months for those taking lithium monotherapy but 10 months for those who received combination treatment.11

The effectiveness of a combination maintenance regimen was also seen in a study of 628 patients with bipolar I disorder treated for 2 years: 65% of those taking lithium or divalproex alone experienced a recurrence compared with 21% who received quetiapine added to lithium or divalproex.12 However, combination treatment may result in more adverse effects and increased risk of drug-drug interactions.

The best mood stabilizer

The best mood stabilizer for a patient is the one he or she will take. No matter how effective a medication is, it will not relieve symptoms if it is not being taken. The key to effective personalized treatment of bipolar disorder is a good patient-physician connection in which the patient is part of the treatment decision-making process.

Psychotherapy is an integral part of the effective treatment of bipolar disorder, not just an augmentation strategy. Psychotherapies that are helpful include cognitive-behavioral therapy and social rhythm therapy.13 Psychotherapy can focus on several areas, such as education, comorbidities, medication adherence, and interpersonal relationships. In addition, therapy can challenge the automatic, distorted, and dysfunctional thoughts and help the patient maintain social rhythms (eg, consistent sleep). The involvement of family members in treatment enhances success.

Patients may stop taking their medications because the adverse effects become intolerable; they may miss what they perceive as their more satisfying and productive hypomania; and they might believe that a period without symptoms means that they are cured and no longer need medications. One study of 3640 patients with bipolar disorder who made 48,000 physician visits found that 24% of patients were nonadherent (defined as missing at least 25% of doses) 20% of the time. Factors associated with nonadherence included rapid cycling, suicide attempts, earlier onset of illness, anxiety, and alcohol abuse.14
Patients who have bipolar II disorder spend far more time depressed than hypomanic. Lithium appears to be less effective than antikindling agents for rapid cycling as well as for mixed bipolar disorder states.15

Maintenance treatment is necessary for patients with acute mania or acute depression; therefore, choose medications that are more tolerable to the patient to facilitate long-term adherence. Recognize that medications may need to be adjusted or changed—in the acute phase of illness, rapid efficacy is often the priority, while medication adherence is the priority during the maintenance phase.

Other factors to consider when choosing the best medication for a particular patient include:

• A history of treatment response

• A family history of response

• Adverse effects of a particular drug

• Drug interactions

• Pregnancy

• Breast-feeding

Antidepressants

The use of antidepressants in bipolar disorder is controversial because they may induce rapid cycling, especially in patients with episodes of rapid cycling.16 In a study by Altshuler and colleagues,17 patients who had breakthrough depression despite treatment with a mood stabilizer were treated with antidepressants for at least 60 days. Patients who had symptom remission for 6 weeks were followed up for 1 year: 36% of patients who continued antidepressants for longer than 6 months relapsed versus 70% who discontinued antidepressants before 6 months.

A randomized discontinuation study with antidepressants found no statistically significant symptomatic benefit in the long-term treatment of bipolar disorder.18 Trends toward mild benefits, however, were found in patients who continued antidepressants. This study also found, similar to studies of tricyclic antidepressants, that rapid-cycling patients had worsened outcomes with continuation of modern antidepressants, including SSRIs and SNRIs.

An NIMH study of 159 patients who had breakthrough depression despite receiving a mood stabilizer were treated with sertraline (mean dosage, 192 mg/d), bupropion (mean dosage, 286 mg/d), or venlafaxine (mean dosage, 195 mg/d) for 10 weeks with a 1-year follow-up.19 At the end of 1 year, only 16% of the patients had continued remission while more than 55% had switched to mania/hypomania. The worst results were seen with venlafaxine and the best with bupropion.

In a study by Sachs and colleagues,20 patients who had breakthrough depression despite being treated with mood stabilizers were randomized to paroxetine (mean dosage, 30 mg/d), bupropion (mean dosage, 300 mg/d), or placebo. No significant differences on any effectiveness or safety outcome, including remission rates or affective switch frequency, were found.

Overall, these studies indicate that the role of antidepressants is limited and that, in fact, a trial of a mood stabilizer cannot be considered to have failed unless the failure occurs in the absence of an antidepressant. A meta-analysis of 18 studies with 4105 patients found that combination treatment including a mood stabilizer and an antidepressant was not statistically superior to monotherapy.21

When symptoms persist

Establish the context of each appointment by focusing on changes in occupational, social, family, and health status. Evaluate medication regimens, with a focus on effectiveness for carefully chosen target symptoms and adherence to treatment, as well as medication tolerability and patient attitudes. Be alert to the emergence of early symptoms of mood change, and adjust medications if necessary. Remember that treatment modalities often need to change over time.

Mood stabilizers should be optimized with combination therapy for sustained remission. Antidepressants may worsen the disease course, and a true trial of a mood stabilizer can-not occur within the setting of antidepressants. If symptoms persist, ask: Is the patient taking anything that is making symptoms worse, eg, drugs, alcohol, or antidepressants? Is the patient taking the medications? Is treatment adequate? Is another condition (including subclinical hypothyroidism) interfering with treatment? Is psychotherapy being ignored?

Jan/Admin @ http://www.bipolarandsupport

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Suicide Affects all of Us!

Astute readers of obituaries know that “died unexpectedly” is a common euphemism for “died by suicide”. The family and friends of suicide victims are often reluctant to openly discuss the cause of death because of profound sadness, sense of privacy, embarrassment, or cultural taboos. Public discourse on suicide is also limited, perhaps because of unease with the topic of self-destruction or cultural bias against suicide. The news media generally pay scant attention to suicide other than celebrity suicides1 and suicide clusters.2 Yet, we are all affected by suicide. There are few among us who have not been touched by the loss of a loved one, friend, colleague, or patient who has chosen to end their life by suicide. It occurs in all countries and all cultures. It can happen in any family, including your own. Suicide has been reported in children as young as 6 years old,3 the very old,4 and all ages between. For the victim of suicide, it is a life needlessly lost. For the survivors of suicide victims, the family and friends, there is an enormous toll in terms of grief, guilt, and a lifetime of unanswered questions.5 Suicide is an act that is contrary to what is perhaps the strongest of human instincts—survival. To voluntarily end one’s own life is incomprehensible for most of us.

In The Lancet, three reviews help us to better understand the incomprehensible, each with the aim of contributing to strategies to reduce the risk of self-destructive behaviour. Keith Hawton and colleagues6 review the current state of knowledge for self-harm and suicide in adolescents; Alexandra Pitman and colleagues7 do the same for suicide in young men. The third article by Paul S F Yip and colleagues8 is devoted to prevention of suicide by means restriction—ie, the limiting of access to highly lethal methods of suicide. The articles are informative for health-care providers and provide a context for the development and modification of suicide prevention strategies. Although each article addresses different aspects of suicide, there are some common themes, either implied or explicitly stated, that are worthy of further elaboration. These include the complexity of factors that lead to suicidal behaviour, pain as a unifying feature in the framework of suicide, and means restriction to prevent suicides.

Among the many risk factors for suicide are mental illness, physical illness, previous suicide attempt, substance abuse, family history of suicide, impulsiveness, hopelessness, isolation, and loss (relationship, social, work, financial).9 Most of us who encounter such challenges learn to cope with them or find ways to overcome them, going on to survive and sometimes flourish. However, an individual with limited psychological reserves who faces the same challenges might come to feel that suicide, however undesirable, is preferable to living. Although there is no simple explanation for such counter-intuitive human behaviour, social and cultural factors, media exposure, and availability of lethal means are woven in a complex web with other risk factors that can lead to suicide.6, 7, 8 The complexity of risk factors for suicide suggests that many approaches to suicide prevention should be considered and customised to accommodate local circumstances.

Thumbnail image of Figure. Opens large image

Memory wall dedicated to those lost to suicide, Hazleton, PA, USA

Jamie Pesotine/AP/Press Association Images

Suicide and pain are closely linked.10 Suicide might be chosen as the ultimate solution to end psychological pain (eg, from depression or bullying) or chronic physical pain when there is a perception that no other option for relieving the pain is available. Pain is also a consequence of suicide. The family and friends of suicide victims suffer from psychological pain in ways that are mostly silent but nevertheless profound, and they themselves are at high risk for suicide due to the loss they have experienced.11 Pain management is good medical care for these people and might reduce the risk of suicide.12

There is strong empirical evidence that restriction of access to lethal means reduces suicides.13 The benefit of this approach is predicated on the impulsivity of suicide. It is commonly a very short time, often minutes to hours, between the decision to attempt suicide and the act of suicide, with the urge to die by suicide rapidly dissipating if not completed. Many who die by suicide do not provide advance warning and do not seek help from others.14 When a common and highly lethal means of suicide (eg, handguns in the USA, pesticides in Asian countries) is easily available, a suicide attempt is likely to result in death. When access to highly lethal means is thwarted (eg, waiting period for purchasing a handgun in the USA, restricted access to pesticides in Asian countries), another chosen means (eg, drug overdose) might be less likely to result in death. Of those who survive a suicidal impulse or a suicide attempt, many go on to live long and productive lives. Means restriction is an effective population-based approach that should be considered for inclusion in all comprehensive suicide prevention strategies.

EML and SAM are the father and fiancée, respectively, of a victim of impulsive suicide. They both declare that they have no conflicts of interest.

Jan/Admin @ http://www.facebook.com/groups/bpandsupport   &

http://www.bipolarandsupport.com   (CLOSED GROUPS)

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Means restriction for suicide prevention

Limitation of access to lethal methods used for suicide—so-called means restriction—is an important population strategy for suicide prevention. Many empirical studies have shown that such means restriction is effective. Although some individuals might seek other methods, many do not; when they do, the means chosen are less lethal and are associated with fewer deaths than when more dangerous ones are available. We examine how the spread of information about suicide methods through formal and informal media potentially affects the choices that people make when attempting to kill themselves. We also discuss the challenges associated with implementation of means restriction and whether numbers of deaths by suicide are reduced.

This is the third in a Series of three papers about suicide

Introduction

For more than a century, writers and researchers have considered suicide from two opposite perspectives, invoking broad cultural and societal factors as causes or focusing on uniquely individual characteristics and experiences to explain why people kill themselves. Public health approaches to suicide prevention, however, have to integrate these viewpoints and to develop strategies that will benefit most lives in an effective and measurable way.

Suicide is a well recognised public health challenge. WHO estimates that the global suicide rate is about 16 per 100 000 individuals per year, which is a 45% increase in the past 45 years.1 Depending on the nation cited by WHO, suicide is one of the top three leading causes of death in people aged 10–24 years or 15–44 years, and often is an especially large burden late in life, when suicide rates are highest in many countries.2 Therefore, suicide causes the loss of many potential years of life and has substantial economic and emotional costs, disrupting families, communities, and society, broadly ramifying sadness and loss.3

Many countries have initiated suicide prevention programmes,4, 5 which use public health strategies that focus on individuals in known high-risk groups and promote population-oriented strategies to broadly reduce risk, in keeping with Rose’s theorem (many people at low risk might give rise to more cases than would a small number at high risk).6 Suicide is not a disease caused by well defined pathological mechanisms, and the occurrence of suicidal behaviour is usually an outcome of complex interactions of socio-environmental, behavioural, and psychiatric factors.6 Identified risk factors, such as severe depression or other mental illnesses, do not have sufficient specificity (ie, high rates of false positives) to guide effective preventive actions.7

One important population strategy to reduce suicides has been modification of the environment to decrease general access to suicide means. This approach (so-called means restriction) is reported to be one of the intervention measures with strongest empirical support.8, 9 Several factors apparently underpin the effectiveness of this approach. Many suicidal people cannot be accessed with interventions or restrictions at the time of their greatest risk; indeed, they often seek to avoid detection. The probability of individuals attempting suicide decreases when they are precluded from implementing a preferred method10—ie, suicide attempts are often method-specific. Moreover, if a highly lethal method is not available and some individuals do not defer their attempt, they frequently use less lethal, more common ones (eg, drug overdose). From the perspectives of public health and injury prevention, the choice of a method that is less lethal than are others can be advantageous if the attempt proves to be non-fatal.

The case fatality of suicide methods varies greatly (appendix).11, 12, 13, 14 The potentially fatal moments of suicidal crises are often brief. Strongly felt ambivalence is common, with competing wishes to die and to live.9 The sudden, unplanned (or briefly planned) nature of many suicides implies that individuals tend to use the method most readily accessible to them. When a lethal method is unavailable at the moment of potential action, suicide attempts might be delayed so that (in some cases at least) suicidal impulses will pass without fatal effects.15 Even when individuals have planned, poor access to the most lethal means can be a substantial impediment.

Although means restriction is considered a generic preventive intervention, few investigators have assessed the relative strength of supporting evidence for different methods. Moreover, the potential effect of decreased access to various methods on overall suicide rates in different countries or regions has not been established. We review the empirical evidence for means restriction from the past decade (figure) and assess its effectiveness and its relation to the dissemination of information about different methods of suicide through various media outlets. We put special emphasis on the difficulties encountered when attempts to measure potential substitution effects are made. Additionally, we draw attention to the potential of socially enacted means restriction (ie, not absolute restriction) as a public health intervention for commonly available products.

Thumbnail image of Figure. Opens large image

Figure

Theory of means restriction

Suicide is a rare event and high-risk factors are common (eg, depression, other mental disorders). A recurring challenge in suicide prevention is how to accurately identify vulnerable individuals in populations at risk. A prevention strategy that targets the population as a whole, such as means restriction, has many advantages, especially when implemented through so-called distal measures—eg, removal of carbon monoxide from domestic gas or withdrawal of highly lethal pesticides from the market.

Means restriction entails a community or societal action that (ideally) does not depend on an individual’s intention or volition. Applied to the population as a whole, it typically affects people whose suicide risk is otherwise undetected and who do not seek therapeutic assistance to prevent their crisis or for life-saving interventions when necessary. Removal or restriction of access to a lethal method changes the context of a potential suicide by precluding potentially fatal actions or forcing the use of a less lethal method. Because means restriction is broadly applied, detection of its individual-level effect is often impossible; it is best measured by aggregate findings of method-specific community rates of suicide and related self-harm injuries.

As a public health measure, means restriction has a long history; removal of the pump handle in Broad Street, London, UK, by John Snow was an early example and a historic landmark in public health practice.16 Similar approaches have been widely applied in criminology, with the label of opportunity-reduction theory (or so-called situational crime prevention).17 Instead of a focus on individual criminals, an opportunity-reduction approach introduces discreet managerial and environmental changes to reduce the opportunities for crime. Suicide can be affected or forestalled by alteration of environments or access.17 To be successful, this type of strategy depends on committed societal leadership and sustained political will. This approach fits with the notion of context changes to make individuals’ default decisions healthy. The principle of this type of intervention is that individuals would have to expend substantial effort not to benefit.18

Although means restriction can be broadly applied, related approaches exist for individuals. Clinicians can work with high-risk patients and their kin to remove potentially lethal methods from the immediate environment. By contrast with universal approaches, this strategy necessitates care providers’ vigilance and cooperative participation by people close to the suicidal individual. Such safety planning is not means specific, but is tailored to individuals and situations.

Suicide rate, method availability, and lethality

International variations in common suicide methods suggest that these patterns are linked closely to differences in the availability and lethality of specific approaches.19 Suicides by pesticide poisoning (case fatality up to 75%) have been common in many Asian and Latin American countries where there are large agrarian populations,20 whereas many individuals killing themselves in cities and city states jump from high places (70% lethality).21, 22 Indeed, jumping has accounted for more than 50% of suicides in Hong Kong and 80% of those in Singapore in the past 20 years.21

Thomas and colleagues23 described the large increase in suicides in the UK, first in men and later in women, after carbon monoxide gas from coalmines became widely available in the first half of the 20th century. Gas rose to become the primary national method of suicide. The replacement of coal gas with natural gas from North Sea wells between the late 1950s and early 1970s led to a gradual reduction in the carbon monoxide content of domestic gas, which in turn was followed by a steady and prominent decrease in fatal gassing and the overall suicide rate in the UK.23, 24 This decline in the overall rate was directly caused by the reduction in suicide with domestic gas. Thomas and colleagues23 showed that the number of fatal gas poisonings in the UK rose in the early 1980s, but it later fell after the introduction of catalytic converters into car exhaust systems.25, 26, 27, 28, 29

The increased use of pesticides during the second half of the 20th century was associated with an increase in suicides in many agrarian societies.30 Prevention strategies have sought to substitute less lethal, newer generation compounds,31, 32, 33 and to install double-lock boxes34 to remove access to potentially lethal but commonly available chemicals. Enforcement of gun-control policies lowers numbers of firearm suicides.35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52

An individual’s choice of method is not only dependent on ready access to a specific means of suicide, but also on its socio-cultural acceptability.53 Local norms and traditions, moral attitudes towards suicide, knowledge about past suicides, and personal experience and accessibility all potentially shape a person’s suicidal actions. In turn, means restriction should shape contextual factors, promoting healthy decisions.

Means substitution after restriction

A common concern about means restriction has been that individuals will simply switch to other methods of suicide—ie, so-called means substitution. Such concern could be a result of distressed individuals being considered by clinicians as equally at risk of suicide by any method when they are assessed as being very suicidal. However, studies5 have shown that restriction of one method of suicide does not inevitably lead to a compensating rise in the use of others (as shown in the UK in the 1970s), just as the emergence of a new method (eg, domestic gas in the UK in the first half of the 20th century, or the burning of charcoal in confined spaces to generate toxic amounts of carbon monoxide in Hong Kong in the late 1990s) does not result in a substantial decline in the use of long-available means.

The occurrence of substitution varies between regions and is associated with individual characteristics such as age and sex (appendix).25, 46 The effectiveness of means restriction differs between the sexes; women seem to be more responsive than are men, and method substitution is more common in men than in women (appendix).46 Where means restriction has been implemented in Asia—typically of pesticide and charcoal—substitution has been reported rarely.31, 33, 54, 55 The cause of this apparent difference is unknown; characteristics of the populations affected or the restricted methods might play a part.

At the population level, means restriction proves most effective when the method is common and highly lethal, accounting for a substantial percentage of deaths.15, 18 Common methods that have been restricted, such as domestic gas and pesticides, are available in the home. The likelihood that a specific method will lead to death is related to both its lethal properties and its accessibility. When reduction of access to a highly lethal method is possible, people who do attempt suicide with less dangerous means have an increased chance of survival. If the overall population rate of suicide is to be substantially reduced by means restriction, the fatality rate of alternative methods should be lower than that of the restricted method of suicide (appendix).15

The role of the media

Nowadays, publicly available media—whether in print, on television, or on the internet—might affect the creation or alteration of suicide methods, and hence affect suicide rates. The deaths of celebrities have been publicised.56 Perhaps most importantly, this type of rapid dissemination most often involves members of the public dying in extraordinary circumstances.57 For example, the media introduced and quickly disseminated reports on the burning of charcoal in a confined space in Hong Kong and Taiwan, which then rapidly increased and spread to other Asian regions in the late 1990s.23 An ethnographical investigation in Hong Kong58 established that people chose charcoal burning because they were reminded of the method by newspaper reports. An interview-based study in Taiwan59 showed that 87% of individuals who attempted suicide with charcoal burning reported that the media pointed them towards this method. Suicides by charcoal burning have been recorded in the UK.60 Whether charcoal burning would have spread so quickly had initial graphic reports, pictures, and diagrams not been presented in Hong Kong tabloids in 1998 is unknown. Therefore, in addition to sensationalising suicide, the media can provide precise instructions about how a method can be implemented, further complicating prevention initiatives.

New online social media can be used to disseminate information within minutes or hours, rather than slow diffusion of models or methods that was the norm previously, such as when domestic gas was introduced.61 As yet, little research has tested whether all forms of today’s media can be used to positively affect vulnerable individuals or populations in a way that promotes good mental health or adaptive help seeking at times of distress.62

Examples of means restriction

Implementation of means restriction can be viewed as a continuum, ranging from complete elimination or removal of a potentially fatal substance or compound (eg, changes in the composition of domestic cooking gas), through impeding or interfering with access (eg, barriers to jumping and packaging changes), to promotion of educational and social interventions to enhance safety (eg, education of clinicians to encourage families to remove potentially lethal means from the home). We believe that removal of an agent would have the greatest effects on broadly measured suicide rates, whereas social-educational interventions would be least potent, especially because they necessitate concerted and sustained actions by many individuals.

Legislation to restrict the quantities of paracetamol and other analgesics (eg, aspirin) sold was enacted in the UK in 1998. Early data suggested that mortality and morbidity associated with paracetamol overdose declined as a result,63, 64 with little evidence for substitution to other kinds of analgesics, such as ibuprofen (a compound that is safer than is paracetamol).64 Subsequent studies65 have cast doubt on these early findings. Implementation of such legislation does not depend on specific actions of individuals, but is done during manufacture and with widely applied sales regulations. Further research is needed to establish whether people attempting suicide hoard their paracetamol supplies until they have sufficiently lethal amounts, and whether they have the patience to open blister packs to obtain enough pills. Such findings would point to carefully planned suicides and would potentially suggest that other prevention measures are needed.

In 2010, Yip and colleagues55 described the results of a controlled community experiment in Hong Kong, in which they moved bags of charcoal from easy self-service access on store counters to locked storage, so that customers had to ask store attendants for assistance. This measure did not prohibit purchases, but sales became a source of attention and slightly more time consuming than they had been previously. Compared with a district with a similar population size (500 000 inhabitants), area, and socioeconomic status that had no change in method of shelving, a measurable and significant decline in suicides was reported.55

Unlike repackaging of paracetamol, agreement of the managers of supermarket chains and day-to-day implementation by store employees was necessary to move the bags of charcoal. Such a high level of cooperation could pose substantial challenges, and many community members might resent or resist such constraints.

On the island of Cheung Chau in the Islands District of Hong Kong, deaths from poisoning by charcoal burning in holiday houses increased from three to four per year to the high of 14 in 2002.54Most suicides were of visitors. The community reported negative effects on the island in terms of resort business and general wellbeing after a series of suicides.54 Island residents and businesses developed a self-help organisation to restrict access to holiday flats for distressed or suicidal individuals; owners refused to rent to people on their own. Store employees were alert to visitors who wished to purchase charcoal and beer but no food. The police cycled around the island to identify anyone deemed to be at risk of suicide and irregularities in the community. Of 40 000 residents, the number of suicides on the island declined to two in 2005, without any substantial increase on nearby islands.54 These findings emphasise that means restriction must be embedded into other efforts to modify environments, such as the restriction of access to rental units. Cohesive community action was the central part of this initiative; means restriction—like other elements of the Cheung Chau programme—was a result of concerted and widespread commitment.

The social dilemma

Application of universal measures for means restriction might be considered intrusive by many members of the community. Moreover, the benefits for most people will be small or non-existent. Thus, use of widely applied prevention measures could be met with substantial resistance, even though data support large population effects. Many community members express common misunderstandings that, despite data showing powerful population-level effects, a seriously suicidal person will inevitably find a way to die and that all methods have roughly equal case fatalities. In many community discussions about means restriction—whether control of access to bags of charcoal safety doors on subway platforms, or bridge barriers54, 55, 66, 67, 68, 69, 70, 71, 72, 73—many participants believe that removal of access to one method of suicide would force people to use another.

On the basis of the data for relocation of bags of charcoal in supermarket chains in Hong Kong,55prevention strategies should gain support from senior managers of affected companies, as well as having supporting scientific data. With appropriate media coverage and endorsement by community leaders, means restriction could gain greater acceptance and less resistance from the public than it does presently. The fundamental premise of means restriction is based on the assertion that it is both a community-level intervention and a community-supported initiative.

We suggest that policy makers and advocates consider several a priori criteria when assessing the potential benefits of means restraint. First, the method in consideration should contribute substantially to the mortality from suicide in the region because of its high lethality. Second, the method should be suitable for elimination or constraint, ideally with broadly applicable policy actions rather than day-to-day implementation by individuals, either alone or collectively. Third, they should assess whether a method is socially important or recognised (eg, suicides from iconic sites or bridges), when the preventive intervention would be noticed by many people, even though the overall contribution to regional rates might be marginal. Fourth, they should be able to monitor the implementation and effects of an intervention.

Limitations

Glasgow’s 2011 report74 emphasised that bridge barriers—however effective they might be at individual sites—do not lower regional suicide rates when people jumping from those bridges contributed little to the rates before the barriers were put in place. Although placement of such barriers might not lower regional rates—even when it prevents deaths at specific sites—the action conveys a powerful public message, expressing important community values and serving to promote help-seeking. Such committed political will to save lives could be one potential way to counteract media-driven contagion, because it affords opportunities for widespread discussion and collective community action.

Constraint or elimination of access to commonly used suicide methods of low lethality (eg, fairly non-toxic prescription or over-the-counter drugs) would have a negligible effect on rates and also might inadvertently force individuals attempting suicide in the future to use more lethal methods.75When high-lethality methods have been constrained, some substitution with low-lethality means has been reported.76 Such findings do not indicate what exactly would happen if low-lethality methods were eliminated.75 For methods of intermediate lethality, such as charcoal burning, the potential gains from constraints that cannot entirely eliminate access should be assessed carefully (appendix).

Hanging, jumping from heights (particularly from individuals’ own apartments or houses), and fatal shooting with firearms in countries with relatively non-restrictive gun laws such as the USA cannot be readily restricted. However, safety planning for firearm storage is potentially a form of means restriction when effectively applied as part of routine procedures. Similarly to the decision to place bags of charcoal behind shop counters, such changes need committed leadership, corporate co-operation, and consistent individual action to attain sustained, widespread implementation. In clinical practice, physicians and other health professionals should speak with family members about the removal of potentially lethal methods from the reach of vulnerable kin. This type of intervention necessitates an alert clinical provider, a vigilant family, and a cooperative patient, but too often one or several of these components could be absent.

Conclusion

Restriction of access to a specific suicide method can have a widespread effect when the method is highly lethal and common, and the means restriction is supported by the community. Newly emerging methods might have large effects as they spread through communities, and in the internet era, the results can be sudden and pronounced. Once a method of suicide has become common, it is especially difficult to eradicate. If faced with similar emerging methods in the future, policy makers should seek support from formal media outlets to restrain spread and lessen the effects, although informal media now makes such interventions even more challenging than previously.

It is beyond the scope of this report to define elements necessary for promotion of the type of collaborative community discussions that address the balance between the imperative of constraining potentially lethal methods of suicide and the wishes of most community members who are not at risk and might be inconvenienced. But just such discussions are necessary if further, meaningfully broad-based interventions are to be implemented. Although we have expressed concerns about the media’s potential to serve as a powerful vector for spreading contagion, these venues of information dissemination can effectively pass on scientific knowledge and protective guidance. As with discussions about means restriction, broad community participation and dynamic social leadership are necessary.

No one measure, however effective, can sufficiently address the many factors that contribute to regional or national suicide rates. A frank and open discussion of a community’s abiding values, legislative or policy changes, continuing community education, consultation about the challenges posed by suicide and its antecedents, and effective clinical management of individual cases are all necessary for prevention programs.

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Classification of mental disorders: a global mental health perspective

Mental disorders are common in all countries, affect every community and age group, contribute substantially to the overall burden of disease, and have major economic and social consequences and effects on human rights. However, the greatest inequities are cross-national: 80% of people affected by mental disorders live in low-income and middle-income countries, which benefit from scarcely 10% of global mental health resources. Global mental health initiatives attempt to improve the availability of, access to, and quality of services for people with mental disorders worldwide. Diagnostic categories and a classification of mental disorders, which are essential to achieve objectives of global mental health, are needed for a range of stakeholders: for health-care practitioners to make treatment decisions and implement clinical guidelines; for policy makers to make decisions about allocation of resources; and for patients and their families to gain an understanding of their disorders. But can contemporary psychiatric classifications meet these needs?

Non-specialist health professionals working in routine health-care settings deliver more than 90% of mental health care worldwide. Psychiatric disorders are frequently diagnosed in epidemiological surveys in community and primary care populations, in particular the common mental disorders of depression, anxiety, somatoform, and stress-related disorders (all of which are distinct categories in contemporary classifications). However, a large gap often exists between the numbers reported in surveys and those recorded by primary care workers. The response of psychiatry has traditionally been to assume that these workers are not well informed about contemporary psychiatric concepts. Many strategies, such as the use of simple diagnostic algorithms, straightforward management guidelines, training programmes to improve skills, and advocacy campaigns, were developed and implemented to address this gap.1 However, these approaches did not seem to substantially change primary care worker behaviour, or improve detection rates or outcomes in developed nations or low and middle-income countries.2, 3, 4 Indeed, one of us (VP) had proposed that even the term “mental” needed to be dropped altogether from such training.4

The American Psychiatric Association, who produced the Diagnostic and Statistical Manual of Mental Disorders fourth edition (DSM-IV), and WHO, who produced the International Classification of Diseases tenth revision (ICD-10), also published concise versions of these classifications for use in primary care (DSM-IV PC and the ICD-10 PHC).5, 6 They reduced the number of categories (eg, from hundreds of ICD-10 categories to 26 in ICD-10 PHC), the many categories of depressive and anxiety disorders were reduced into single categories, and the more obscure diagnostic categories (eg, dissociative stupor) were dropped altogether. However, these simplified schemes remained virtually unknown and unused in primary care worldwide. Nevertheless, there are plans to release similar primary care versions (DSM-5 PC and ICD-11 PHC) to correspond to the latest revisions of these classifications. Given the allegiance that these classifications owe to their parent classifications, we doubt that they will be suitable for the global mental health cause.

The vast differences in settings, patient populations, and perspectives between psychiatrists and primary health-care professionals demand caution in the translation of specialist concepts and classifications for use in primary care. Primary care workers typically see patients with mild and non-specific symptoms, subsyndromal and mixed presentations, often clustered around the case threshold and frequently associated with psychosocial adversity and with physical health problems.7, 8, 9 They recognise the importance of psychosocial circumstances (eg, stress, personal resources, coping, social supports, and culture) and their effect on mental health. They prefer not to use mental disorder labels because of the high rates of spontaneous remission and placebo response and the absence of improvement with antidepressant drugs in those with mild disorders.10A related serious concern for primary care workers is the medicalisation of human distress.11, 12 They contend that the use of symptoms to diagnose mental disorders, without consideration of context, in particular psychosocial adversity, essentially flags non-clinically significant distress, especially at lower degrees of severity.

Although psychiatrists prefer to use disorder labels, primary care workers often favour dimensions of distress for presentations of common mental disorders. Primary care workers seem to be uncomfortable with the use of the notion of mental disorder, with its disease halo, which sidesteps the disease–illness dichotomy while attempting to encompass both disease and distress. Consequently, these practitioners mostly do not use psychiatric categories at all, preferring to avoid potentially stigmatising and meaningless labels, or use categories like “mixed anxiety–depression” and “adjustment disorders”. However, mixed anxiety and depression is not included in DSM-5,13 ICD-11-PHC,14 or in the recent WHO guidelines, which are designed explicitly for primary care.15Adjustment disorders are also excluded from ICD-11-PHC and the WHO Mental Health Gap Action Programme and have a subordinate status in the DSM-5. Dimensional approaches to distress and categories that are most common and useful in primary care are poorly addressed in contemporary classifications. Psychiatry has also reified common symptoms of disorders frequently seen in specialist settings, while primary care workers, who understand local contexts, acknowledge several variants of distress. Perhaps the most outstanding example of this discrepancy is the diagnosis of depression: not surprisingly, people with depression who consult a mental health specialist proffer their emotional and cognitive symptoms, but those in primary care almost never do so, and instead prefer to discuss their somatic and behavioural symptoms.

These discrepancies force primary care workers to favour the recording of reasons for the clinical encounter or the recognition of broader clinical presentations instead of using specific psychiatric labels. This situation is a key reason why primary care workers use the International Classification of Primary Care-2,16 which focuses on reasons for clinical encounters, patient data, and clinical activity. Although primary care workers do make specific diagnoses for medical disorders when reliable, valid, and laboratory diagnoses are available, they tend to focus on reasons for the clinical consultation, distress, and functioning in other contexts. Primary care workers argue that psychiatric syndrome labels are unsuitable because most of their patients have mild, subsyndromal, and mixed presentations,7, 8, 9, 17 which are often associated with psychosocial adversity. They reject the mechanistic application of psychiatric hierarchies, which subordinate adjustment problems to mental disorders by discounting psychosocial contexts. Consequently, specialist perspectives, which dominate the academic discourse and official classifications, are rarely used in primary care practice. Despite buy-in by academic primary care workers who endorse psychiatric approaches in primary care, there seem to be very few takers in front-line primary care, especially in low-income and middle-income countries. The many differences in patient populations and perspectives suggest a so-called category fallacy when specialist cultures are blindly imposed on primary care.

Most evidence argues that contemporary classifications (eg, DSM-IV/5 and ICD-10/11) and their diluted versions for primary care will be of little use in global mental health. Poor agreement between the diagnostic approaches adopted by psychiatry and those that are useful in primary care will also result in a failure of policy and health system strategies to improve mental health care. The DSM is a context-bound classification unique to the health system characteristic of psychiatric care in the USA. Conversely, the ICD for mental disorders is bound to the specialist culture of international psychiatry. In view of the enormous barriers to their application in most mental health consultations worldwide, primary care workers, although cautious about expressing resistance, openly use a different dialogue among themselves, which then dictates their practice. However, any resistance or challenge to specialist perspectives on mental disorders in primary care usually generates incredulity among psychiatrists and a reinforcement of their belief that re-training of primary care workers is the solution. We disagree. Our experience shows the problem is not just about the skills of primary care workers but also the approach adopted in contemporary classifications.

Global mental health needs a pragmatic classification that addresses the prevalent disorders in primary care and community settings, acknowledges both the dimensional and categorical nature of common mental health symptoms, addresses contextual issues, and that can easily be incorporated into routine health-care platforms across diverse settings. This aim does not just mean reduction in the number of labels or in their complexity, but the creation of categories relevant to and frequently seen in primary care. The fact that labels will vary across languages and cultures should be explicitly acknowledged, and diagnostic practices must be adapted to suit these variations. Put bluntly, if very few patients report feeling depressed, then the value of imposing the label “depression” is questionable; unsurprisingly, most global mental health interventions targeting depression in low-income and middle-income countries avoid the use of the label altogether.18

Many narratives of mental distress and disorder across settings exist that argue against one authentic version of these complex accounts. Their diversity and contradictions are a testimony to the pluralism of mental health-care traditions. Consequently, primary care needs to consider its own reality and devise a classification for mental distress and disorder that is usable in routine clinical practice, rather than work with a handed-down, diluted version of specialist approaches. Mental disorders in primary care need to be understood and theorised independently of specialist perspectives.19 The process of the identification of common presentations and development of a classification system and management protocols in primary care needs to be led and owned by primary care workers, and this process needs to engage with communities, donors, or policy makers who are major stakeholders for global mental health.

Declaration of interests

The views expressed in this Viewpoint are those of the authors. KSJ is a member of WHO’s Primary Care Consultation Group involved in the revision of the International Classification of Diseases of Mental Disorders tenth revision for primary care. VP is supported by a Wellcome Trust Senior Research Fellowship in Clinical Science, and by grants from the National Institute of Mental Health, the Department of International Development, Grand Challenges Canada, Autism Speaks, and the Sir Jamsetji Tata Trust. He was cochair of the DSM-5 working group on somatoform disorders. The authors declare that they have no other competing interests.

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Depression relapse: importance of a long-term perspective Roger Mulderemail

Emil Kraepelin’s demarcation between dementia praecox and manic depressive illness defined affective disorder as a remitting and recurring disease. He considered that only long-term outcome was useful in assessing accuracy of diagnosis and treatment response in patients.1 The more recent interest in the outcome of single mood episodes probably indicates motives to register and market drugs rather than assisting clinical practice. This interest has resulted in many 4–8 week randomised trials but few well designed long-term studies in patients with depression.

There is now increasing evidence that Kraepelin was right. Mood disorders are generally recurring, and the relevant measure of clinical success is long-term functioning rather than the outcome of a single mood episode.2 In secondary and tertiary care, less than a third of patients recover and remain well in the 18 months after an episode of depression,3 whereas in general practice and community studies, the proportion of patients with recurrence is between 35% and 65%.4 Treatment needs to focus on maintenance and prevention of relapse as well as on the acute mood episode.

The most established treatment for prevention of relapse and recurrence is maintenance antidepressant medication. Studies have consistently reported a reduction in the odds of relapse of about 50–70%.5, 6 However, many patients might not wish to remain on medication or cannot tolerate the side-effects. Alternative non-medication strategies would obviously be desirable.

Mindfulness-based cognitive therapy (MBCT) was developed as an explicit intervention to reduce relapse and recurrence in depression. MBCT teaches people who have had depression that negative feelings and thoughts will recur and that, rather than worrying or ruminating about these experiences, it is possible to become aware of and disengage from them, thereby preventing a downward spiral into depression.7 Although cognitive behavioural therapy and interpersonal therapy also have evidence of efficacy in the prevention of relapse in depressed patients8 neither were developed specifically for this purpose.

Willem Kuyken and colleagues’ study,9 published in The Lancet, of mindfulness-based cognitive therapy in the prevention of depressive relapse or recurrence is therefore timely. It is a pragmatic long-term study done in general practice, where most depression is treated. The randomised trial compared MBCT with maintenance antidepressants in a large sample of patients with recurrent depression in the UK. 212 patients were randomly assigned to MBCT and 212 to maintenance antidepressant treatment, and the time to relapse or recurrence of depression did not differ between treatment groups over 24 months (hazard ratio 0·89, 95% CI 0·67–1·18). The authors’ interpretation of the findings is carefully worded: there is no support for MBCT being superior to maintenance antidepressants in preventing depressive relapse. Despite this apparent negative result, the findings have substantial clinical significance.

Kuyken and colleagues’ findings, if benchmarked against the studies of maintenance antidepressant therapy, provide evidence that MBCT might offer a similar ongoing protective effect as that of maintenance antidepressants. MBCT therefore provides an alternative effective treatment for patients who cannot tolerate or do not wish to have maintenance antidepressant therapy. Because it is a group treatment that reduces costs and the number of trained staff needed, it might be feasible to offer MBCT as a choice to patients in general practice. Pooling all trial data comparing MBCT and maintenance antidepressant treatment (which is limited to three studies), as Kuyken and colleagues did,9 resulted in a risk reduction of 24% for MBCT compared with maintenance antidepressants (risk ratio 0·76 95% CI 0·59–0·98). Perhaps all patients with recurrent depression should be offered MBCT.

Thumbnail image of Figure. Opens large image

JLP/Jose L Pelaez/Corbis

We therefore have a promising new treatment that is reasonably cost effective and applicable to the large group of patients with recurrent depression. The next obvious question is whether there are specific effects of MBCT that confer this decreased risk of relapse or whether any structured group psychotherapy would produce similar results. Ongoing studies of mechanism of action are promised by the authors. If the research in long-term treatment of personality disorders is any guide, they are likely to find that general factors such as a manualised approach, active supportive therapists, a focus on patients’ sense of agency and management of life situations are most important,10 rather than specific factors related to mindfulness theory.

Depression remains a disabling condition with high prevalence and a large clinical burden. Despite the increased use of drugs, the long-term outcome of mood disorders has not improved in the modern era.11 Having an alternative non-medication strategy to reduce relapse is an important means to help patients with depression.

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Lithium Therapy in Bipolar Disorder A balancing Act

Quite reasonably, patients with bipolar disorder want treatment that provides sustained relief from their illness without incurring serious side-effects. Functionally, this translates to the resumption of purpose and enjoyment. But of the numerous drugs available for the management of bipolar disorder, only lithium seems to truly stabilise mood.1 Its status as an effective prophylactic agent was convincingly reinstated by the findings of the randomised, open-label BALANCE trial,2 which corroborated empirical knowledge. The BALANCE investigators showed that lithium alone, or lithium plus valproate, are more likely to prevent relapse than valproate monotherapy, and prophylaxis with lithium monotherapy might be on a par with lithium plus valproate. Hence, despite fluctuating popularity, lithium remains a first-line option for the treatment and prophylaxis of bipolar disorder in therapeutic guidelines.3 However, use of lithium in practice is limited by concerns about safety and adverse effects with long-term use.

Extending previous research that examined the short-term tolerability of lithium,4 in The LancetBrian Shine and colleagues5 have drawn on a large set of data to determine the long-term effects of lithium on renal and endocrine function. Data from 4678 patients were included in the study, of whom 2795 had their serum lithium measured more than once. Shine and colleagues’ findings show that lithium was associated with increased risk of stage three chronic kidney disease (estimated glomerular filtration rate <60 mL/min/1·73m2; hazard ratio 1·93, 95% CI 1·76–2·12), hypothyroidism (thyrotropin activity >5·5 mU/L; 2·31, 2·05–2·60), and hypercalcaemia (1·43, 1·21–1·69). These findings send a key message to clinicians to monitor lithium therapy closely from the outset. Both thyroid hormone secretion and renal function can decline with long-term lithium use and can, in some cases, lead to hypothyroidism and stage three chronic kidney disease. Interestingly, these complications are more likely to occur in women than in men, and are detected early in the course of lithium treatment. In addition, long-term lithium therapy can also cause hypercalcaemia (ie, total plasma calcium concentration ≥2·6 mmol/L). All adverse effects are more likely to occur when plasma lithium concentration is high. Therefore, patients receiving lithium therapy should have thyroid function, renal clearance, and blood calcium concentrations assessed carefully at the beginning of therapy and monitored closely thereafter. Shine and colleagues5 provide clear evidence of the potential risks associated with long-term lithium treatment. But because bipolar disorder typically emerges at a young age6 and requires lifelong treatment, these findings prompt the question: how can these hazards be navigated?

The answer is twofold. First, avoid sustained periods during which plasma lithium concentrations are high to diminish the risk of serious adverse effects. Second, all the parameters that need regular assessment, such as thyroid and renal function tests and plasma lithium and calcium concentrations, can be measured reliably and easily. However, the treatment of type I bipolar disorder, the subtype best suited to lithium therapy,7 is often complicated by comorbid anxiety and substance misuse. Furthermore, lithium’s therapeutic effect occurs at concentrations that can be toxic if maintained in the long term.8 These concerns reinforce a widely held view that lithium therapy is problematic. But all drugs are associated with side-effects, and long-term management often involves a risk–benefit analysis at some point in the treatment course; lithium is no exception.

Maintenance of lithium concentrations at the lower end of the therapeutic range (ie, 0·6 mmol/L) can reduce the adverse outcomes associated with lithium treatment. For plasma lithium concentrations to be high enough to be efficacious, but low enough to avoid toxicity, is a delicate balance. The simple pharmacokinetics of lithium in plasma offer some assistance, but the pharmacokinetics of lithium within the brain are more complex because the blood–brain barrier insulates the brain from rapid changes in plasma lithium concentration and facilitates its accumulation in neural tissues, which can be neurotoxic.9 The movement of lithium between plasma, cerebrospinal fluid, and brain tissue is not fully understood, and future research will need to examine the effects of different doses and duration of lithium treatment on concentrations within these various compartments. For example, a low concentration of lithium in the plasma (0·2–0·4 mmol/L) has little effect on renal and thyroid function,10 and is achievable with alternate-day dosing.9

Lithium is without doubt the best treatment for many patients with bipolar disorder because it confers long-term mood stability and prophylaxis (figure). Lithium also reduces the risk of suicide11and is possibly neuroprotective.12 The dilemma of lithium therapy arises because, if poorly managed, lithium can compromise renal function, sometimes irreversibly, and severely disrupt endocrine homoeostasis—ultimately limiting its usefulness. Therefore, lithium therapy remains a challenge that will benefit from a better understanding of its therapeutic properties.

Thumbnail image of Figure. Opens large image

Figure

The Lithium Membrain by Anne Naylor

Lithium coursing through veins in the brain (blue) provides mood stability by acting as a membrane that prevents the effects of the various faces of the illness (circles) on the brain (neural networks).

Anne Naylor 2014

I have received research funding from AstraZeneca, Eli Lilly, Organon, Pfizer, Servier, and Wyeth; am a speaker for AstraZeneca, Eli Lilly, Janssen-Cilag, Lundbeck, Pfizer, Ranbaxy, Servier, and Wyeth; and a consultant for AstraZeneca, Eli Lilly, Janssen-Cilag, Lundbeck, and Servier.

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Non-Psychiatric Mental Disorders in the perinatal period

Mental disorders are among the most common morbidities of pregnancy and the postnatal period, and can have adverse effects on the mother, her child, and family. This Series paper summarises the evidence about epidemiology, risk factors, identification, and interventions for non-psychotic mental disorders. Although the phenomenology and risk factors for perinatal mental disorders are largely similar to those for the disorders at other times, treatment considerations differ during pregnancy and breastfeeding. Most randomised controlled trials have examined psychosocial and psychological interventions for postnatal depression, with evidence for effectiveness in treating and preventing the disorder. Few high-quality studies exist on the effectiveness or safety of pharmacological treatments in the perinatal period, despite quite high prescription rates. General principles of prescribing of drugs in the perinatal period are provided, but individual risk–benefit analyses are needed for decisions about treatment.

This is the first in the Series of three papers about perinatal mental health

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Introduction

Non-psychotic mental disorders are among the commonest morbidities of pregnancy and the post-partum period (the perinatal period). Research about perinatal mental disorders so far has largely focused on depression, particularly postnatal depression. However, increasing evidence shows substantial morbidity from other disorders. In this Series paper, we also review the available evidence base for the epidemiology and treatment of anxiety disorders, post-traumatic stress disorder (PTSD), eating disorders, and personality disorders.

Jump to Section
Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Epidemiology

Depressive disorders

Depressive disorders are common during pregnancy and in the post-partum period and generally have the same phenomenology as non-childbearing depressive disorders (panel 1).1,2,3 Somatic symptoms can result from normal physiological changes in pregnancy and the early post-partum period, so therefore need to be assessed with care. However, these symptoms are more common in women with depression than in women who do not have depression in the perinatal period (with the exception of appetite change), suggesting that they might be valid markers of the disorder.3 Somatic symptoms are particularly frequent presentations of depression (and anxiety) in non-perinatal periods in women in low-income and middle-income countries (LMICs).4 In an Ethiopian cohort, there was a moderately high correlation between perinatal total somatic symptoms and depression or anxiety scores, supporting the importance of somatisation of mental distress in the perinatal period.5

Panel 1

DSM-5 and ICD-10 diagnostic criteria for depression

DSM-51

Major depression

At least five symptoms present for at least 2 weeks, for most of nearly every day

A symptom must be:

  • Depressed mood

  • Markedly diminished interest or pleasure in all or most activities

Other symptoms:

  • Substantial weight loss when not dieting or weight gain, or increase or decrease in appetite

  • Insomnia or hypersomnia

  • Psychomotor agitation or retardation

  • Fatigue or loss of energy

  • Feelings of worthlessness or excessive or inappropriate guilt

  • Diminished ability to think or concentrate or indecisiveness

  • Recurrent thoughts of death or suicidal ideation (with or without a specific plan)

Symptoms cause clinically significant distress or impairment in social, occupational, or other important areas of functionality

Symptoms not due to direct physiological effects of a substance or another medical condition

The occurrence of a major depressive episode is not better explained by schizoaffective disorder or other psychotic disorders and there has never been a manic or hypomanic episode

Depressive episode with insufficient symptoms*

Depressed affect and at least one other of the above symptoms associated with clinically significant distress or impairment persisting for at least 2 weeks

With peripartum onset†

Onset of mood symptoms happens during pregnancy or in the 4 weeks after delivery

ICD-102

Severe depression

At least seven symptoms, usually present for at least 2 weeks, experienced with severe intensity for most of every day

All three key symptoms associated should be present:

  • Persistent sadness or low mood

  • Loss of interests or pleasure

  • Fatigue or low energy

At least four associated symptoms should be present:

  • Disturbed sleep

  • Poor concentration or indecisiveness

  • Low self-confidence

  • Poor or increased appetite

  • Suicidal thoughts or acts

  • Agitation or slowing of movements

  • Guilt or self-blame

  • Individual unable to continue with social, work or domestic activities, except to a very restricted extent

Moderate depression

At least two key symptoms and three associated symptoms should be present

Minor depression

At least two key symptoms and two associated symptoms should be present, with no symptoms present to an intense degree

With postpartum onset

Disorder commencing within 6 weeks of delivery

ICD=international classification of diseases (published by WHO2). DSM=diagnostic and statistical manual of mental disorders. *Changed from minor depression in DSM-4 (two to four depressive symptoms experienced for at least 2 weeks, one symptom should be depressed mood or loss of pleasure). † Changed from with postpartum onset in DSM-4 (onset of mood symptoms within first 4 weeks after delivery).

A systematic review6 of studies, predominantly in high-income countries (HICs), estimated the point prevalence of major depressive disorder to be between 3·1% and 4·9% during pregnancy and 4·7% in the first 3 months post partum. Point prevalence including minor depression (panel 1) was estimated to be up to 11% in pregnancy and 13% in the first 3 months post partum (period prevalence rates are 18·4% and 19·2%, respectively).6 A higher prevalence of antenatal and postnatal depression (major and minor) is generally reported in women in LMICs than in women in HICs.7 A meta-analysis8 of the point prevalence of non-psychotic common mental disorders (including depression, anxiety, adjustment, or somatic disorders) in LMICs reported values of 15·6% during pregnancy and 19·8% post partum, with substantially higher8 and lower9 rates in specific countries.8 Pregnancy was traditionally viewed as a time when women are protected against depression, but the latest systematic review6 and a large US epidemiological study10 do not report a significant difference in the prevalence or incidence of depression between pregnant and non-pregnant women. However, rates of identification and treatment of depression might be lower in pregnant than non-pregnant women,11 contributing to the perception of reduced prevalence reported. Studies using non-childbearing comparators might also underestimate risks associated with the perinatal period because women who become mothers might be mentally healthier and have a lower baseline vulnerability to depression than those who do not have children.

Key messages

  • Health-care professionals need to be aware that when doing psychosocial assessments in the perinatal period, mental disorders across the diagnostic spectrum can occur during pregnancy and post partum

  • Psychological and psychosocial interventions are effective treatments for postnatal depression; evidence from low-income and middle-income countries showed that these can be provided effectively by trained non-specialist workers

  • Little research exists about the epidemiology or effectiveness of interventions for perinatal non-psychotic mental disorders, other than postnatal depression

  • To what extent interventions that are developed and used outside the perinatal period need modification for the perinatal period is unclear; nevertheless, practitioners need to be aware of differences in context when treating women during this time

  • Individualised risk benefit analyses are needed when judging use for psychotropic drugs in the perinatal period, accounting for the risk of untreated illness on the mother and fetus or infant

  • Evidence for risks of psychotrophic drugs is restricted because it is based on observational studies that can only establish associations and not causality; however, absolute risks from meta-analyses are small and residual confounding is likely

Whether the incidence of depression peaks in the postnatal period has been greatly debated. A low mood is common, affecting around 50%12 in the first weeks after delivery (so-called baby blues), but is usually mild and transient. Investigators of longitudinal studies using medical records have noted an increase in incidence of depression during the first 5 months13 and 9 months14 post partum by comparison with rates pre-pregnancy, during pregnancy, or at the end of the first post-partum year; however, the estimates are based on the proportion of women newly seeking treatment rather than community-based measurement of incidence. Poor identification and measurement of depression during pregnancy could lead to many women being misclassified with post-partum onset. Results from a US study15 suggested 33% of postnatal depression begins in pregnancy and 27% in pre-pregnancy. Additionally, some evidence suggests that there might be a higher prevalence of depressive symptoms during pregnancy than in the post-partum period.16 Women with postnatal depression often recover within a few months from onset, but around 30% of women still have depression beyond the first year after delivery17 and there is a high risk of around 40% of subsequent postnatal and non-postnatal relapse.18,19

Anxiety disorders

Anxiety disorders in the perinatal period are often overlooked but are common—eg, a large US population-based study10 reported a prevalence of 13% in the past year of any anxiety disorder in currently pregnant or post-partum women, comparable with non-pregnant women. Similar rates of anxiety disorders are reported in African countries8,20 and there is substantial comorbidity with depressive disorders.15 Little research has been done into the course of anxiety disorders in the perinatal period; however, some evidence suggests a reduction in the prevalence of generalised anxiety disorder, and anxiety symptoms, during the course of pregnancy and the post-partum period.16,21

A meta-analysis22 reported a significantly higher risk of obsessive compulsive disorder in pregnant and post-partum women than in non-pregnant women. Ruminations in the post-partum period can include ruminations of harm to the infant, but these are not associated with actual harm (unlike the delusions in a psychotic disorder); therefore, health-care professionals need to distinguish obsessive ruminations from delusions.

PTSD

Increasingly, authors recognise that women can have PTSD in the perinatal period triggered by traumatic experiences during pregnancy or childbirth, or by traumatic events before conception.23Estimates of PTSD prevalence after delivery vary but are often estimated to be around 1–2% in HICs23 with many more women experiencing subthreshold symptoms;23 a higher prevalence is reported in LMICs (eg, 5·9% in Nigeria).24 Most studies underestimate the total prevalence of PTSD in the postnatal period by only examining PTSD related to traumatic childbirth experiences; higher rates are noted in pregnancy when diverse trauma experiences are included (point prevalence 6–8%).25 Perinatal PTSD is highly comorbid with depression.25

Eating disorders

Women with eating disorders have an increased rate of fertility problems, although many still become pregnant, sometimes with fertility treatment.26 The expectation of weight gain during pregnancy can be considered healthy, and women are sometimes more accepting of their body size at this time. However, symptoms of eating disorders can persist during pregnancy for mothers who have had a recent episode.27 A Norwegian prospective population study of 41 157 women reported substantial remission rates during pregnancy between 29% and 78% depending on the type of eating disorder; incident cases of eating disorder during pregnancy were rare, other than binge eating disorder (1·1 incident case per 1000 person-weeks) which was associated with low socioeconomic status.28 Binge eating can be common. In a Brazilian study,29 a prevalence of binge eating of 17·3% was reported and associated with anxiety and pre-pregnancy binge eating disorder.

In a large population study,30 77 807 women were assessed for eating disorders in the perinatal period; 35–50% rates of remission were recorded at 18 months post partum, suggesting higher remission rates in the community than in clinical samples. Nevertheless, a substantial proportion of women with pre-pregnancy eating disorders have continuation or recurrence of symptoms post partum.30 The disruption in sleep and mealtimes and the need to adapt to the baby’s routines, especially around feeding, makes it challenging for many mothers to establish and maintain their own eating patterns.31 The risk of postnatal depression is increased in women with eating disorders by comparison with women with a history of an eating disorder but not active symptoms.32

Personality disorders

To our knowledge, only one epidemiological study has been done of personality disorders in the perinatal period. The prevalence of personality disorders in pregnancy, based on a self-report measure in a Swedish study was 6%, but the prevalence of specific personality disorders was not reported.33 Personality disorders in the perinatal period are often comorbid with other non-psychotic disorders, such as depression, and emerging evidence suggests that they are associated with an increased risk of adverse outcomes and poor response to treatment.33

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Risk factors

Despite substantial research into risk factors for perinatal disorders, particularly depressive disorders, there are few systematic reviews and a paucity of research using diagnostic measures, longitudinal approaches, and comparison groups. Studies often exclude women with a history of mental illness or particular groups of women, such as those who are infected with HIV or are chronically ill, which restricts our understanding of overlapping risks and comorbidities. However, a history of any psychopathology and psychosocial adversities, including the spectrum of low social support and abuse, are predictors of mental disorders during and after pregnancy with little diagnostic specificity and should inform prevention, identification, and treatment. Figure 1 shows a summary of systematic review evidence of risk factors for antenatal and postnatal depression8,20,34,35,36,37,38,39,40,41,42,43 (which have a substantial literature, unlike other disorders).

Thumbnail image of Figure 1. Opens large image

Figure 1

Risk factors for antenatal and postnatal depression: systematic review evidence

Risk factors for antenatal and postnatal depression are categorised by strength of risk in HICs and LMICs. Extent of risk indicated for HIC and LIC. HIC=high-income countries. LMIC=low-income and middle-income countries. PTSD=post-traumatic stress disorder. *Evidence only available from one setting.

Although most risk factors are not specific to the perinatal period or specific disorders, some epidemiological18,44 and experimental45 results support a reproductive subtype of depression, characterised by a particular sensitivity to changes in reproductive hormones, increases in risk of premenstrual, postnatal, and perimenopausal depression46 and a personal or family history of postnatal depression.18,47

Additionally, PTSD after childbirth has been associated with obstetric complications, particularly with severe morbidity, preterm birth, high subjective distress, and infant complications, although the evidence is inconsistent and quality of studies is moderate-to-low.48,49 Psychopathology (particularly depression and anxiety) during pregnancy is strongly associated with an increased risk of postnatal PTSD48 and might increase a woman’s distress during labour. Additional risk factors identified include previous traumatic experiences and low support during childbirth.48

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Identification

Depressive disorders

Because perinatal mental disorders can have serious consequences in terms of maternal morbidity and mortality and adverse infant outcomes,50 there is much interest in improvement of identification of disorders to increase treatment rates. Most research and debate has focused on the identification of postnatal depression, whether or not to use screening instruments routinely in the post-partum period, and which methods to use. The most frequently used screening method is the Edinburgh postnatal depression scale (EPDS),51 which is a self-report ten item questionnaire (including one on self-harm; panel 2), validated for both antenatal and postnatal use.51,52 Although the positive predictive value for postnatal major depression can range between 9% and 64% (cutoff between 9 and 10) or 17% and 100% (cutoff between 12 and 13) and for antenatal major depression between 60% and 80% (cutoff between 14 and 15), this range depends on the population, prevalence, translation, and cutoff point,52 and the diagnostic performance of the EPDS seems quite good in most studies.

Response categories are scored as either 0, 1, 2, or 3 according to increased severity of the symptom. Items marked with an asterisk are reverse scored (ie, 3, 2, 1, and 0). The total score is calculated by adding together the scores for each of the ten items. Reproduced from Cox and colleagues51 by permission of The Royal College of Psychiatrists.

The EPDS has been translated and validated in many settings. A systematic review54 of studies in Africa suggested a pooled sensitivity of 0·94 (95% CI 0·68–0·99) and specificity of 0·77 (0·59–0·88) at a cutoff of more than a score of eight. However, the authors emphasised the low quantity of research into local understandings of perinatal depression syndromes in different African countries.54Although two recent studies suggested that very brief screens might be effective in identification of depression or anxiety post partum in HICs55 and LMICs,56 additional research is needed.

Only five comparative studies have been published, which together provide low-to-moderate strength of evidence57 for the clinical efficacy of screening in reduction of morbidity in post-partum women. However, the strongest evidence is for combined identification and treatment programmes, mainly from three cluster randomised controlled trials in HICs that reported improvement in maternal mental health for women who received integrated post-partum screening and management strategies by trained health professionals.58,59,60 Although results from cost-effectiveness modelling have suggested that formal identification methods for postnatal depression would not meet willingness-to-pay thresholds,61 assumptions made in the model might not represent present practice and two large RCTs58,62 suggest that systematic identification with enhanced support can be cost effective. Most women and health professionals deem screening acceptable, although small qualitative studies report that women can experience screening as potentially stigmatising and intrusive.63 Although questions have been raised about the appropriateness of the EPDS for some ethnic groups and the screening context (eg, rural LMIC setting)63,64 it is widely used internationally.

Although there is scope for harm through non-identification and thus no access to effective treatment, concerns about other potential harms associated with screening (such as misdiagnosis, labelling, and stigma) are particularly pertinent if a clinical decision about the presence or absence of a mental disorder is made only on the basis of a screening result. However, as international guidelines emphasise, a central principle is that the screening techniques are not designed to diagnose depressive disorders, but aim to identify women for whom further comprehensive psychosocial and clinical assessment is needed.65,66 Appropriate training is therefore necessary for health professionals in the skilful interpersonal process for psychosocial assessment with appropriate referral and care pathways for identified risk factors. An evidence gap remains as to whether screening is clinically effective and cost effective during pregnancy, or in LMICs where few effective treatment resources are available.

Other disorders

Many EPDS positive screens that prove false for unipolar depression at diagnostic interview could be indicative of another mental disorder;67 data from studies suggest around 13% of screen positive women in pregnancy68 and 23% in the post-partum period15 have bipolar disorder. At present the evidence about screening instrument accuracy, clinical effectiveness, acceptability, potential harms, and cost-effectiveness of screening for disorders other than depression is inadequate. Nevertheless, there is general agreement about the desirability of training of front-line professionals to identify and treat disorders other than depression in the perinatal period.65,69,70

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Prevention

Depressive disorders

Not much research has investigated the prevention of antenatal depression, whereas a Cochrane systematic review71 identified 28 RCTs (n>16 000) about psychosocial or psychological preventative interventions for postnatal depression (all but three were undertaken in HICs). Women who received an intervention were significantly less likely to develop postnatal depression than were those who received standard care (relative risk [RR] 0·78, 95% CI 0·66–0·93). Protective interventions included intensive, individualised post-partum home visits provided by health professionals (two RCTs), lay (peer)-based post-partum telephone support (one RCT), and interpersonal psychotherapy (five RCTS), particularly for studies focusing on women at-risk of postnatal depression (RR 0·66, 95% CI 0·50–0·88), and for postnatal interventions compared with interventions in the antenatal period (0·73, 0·59–0·90). However, no significant preventive effect on depressive symptomatology was recorded for psychological structured debriefing (five RCTs, n=3050; RR 0·57, 95% CI 0·31–1·03) or cognitive behavioural therapy (one RCT, n=150; RR 0·74, 0·29–1·88). Additionally, there was no clear evidence to recommend antenatal and post-partum classes, psychoeducation, or sleep strategies (although they might be beneficial for other maternal outcomes). The use of oestrogens and progestins72 or dietary supplementation with selenium or docosahexaenoic acid has little supportive evidence.73,74 Treatment of women with antenatal depression might prevent postnatal depression but this is better conceptualised as treatment rather than prevention.75

No consistency exists for the identification of women at-risk of postnatal depression and there is no measure with acceptable predictive validity to accurately identify asymptomatic women who will later develop the disorder.76 Although several potential biomarkers have been investigated (eg, raised corticotropin-releasing hormone during pregnancy,77 genetic variants in the glucocorticoid receptor, corticotropin-releasing hormone receptor 1,78 and serum leptin),79 all need replication. Future research might also benefit from investigations of predictive techniques that include psychosocial risk factors and biomarkers.

Anxiety disorders

Much less research has been done in relation to the prevention of perinatal anxiety than depression. Two small trials of group cognitive behavioural therapy (CBT; n=61 pregnant women with subclinically raised stress and anxiety levels;80 132 women with mild-to-moderate symptoms or at risk of developing depression or anxiety81) had methodological limitations and equivocal results. Another small trial82 (n=71) suggested that incorporation of CBT-based prevention programme into childbirth education classes for women at risk of developing OCD was associated with significantly lower levels of postnatal obsessions and compulsions compared with women receiving general psychoeducation about anxiety.82 An antenatal self-guided workbook intervention with weekly telephone support might reduce symptoms of postnatal depression and anxiety,83 and prenatal parenting education could reduce post-partum anxiety and improve marital adjustment.84 A Cochrane review85 reported limited evidence for the effectiveness of other interventions (eight trials; n=556) assessing hypnotherapy (one trial), imagery (five trials), autogenic training (one trial), and yoga (one trial) for prevention or treatment of anxiety during pregnancy.

PTSD

Controversy has surrounded postnatal debriefing for the prevention of PTSD. The term debriefing is used to describe a range of provision from the opportunity to discuss childbirth experiences, particularly if they were perceived to be traumatic, to highly structured debriefing interventions. Most trials have shown no evidence that formal structured debriefing is helpful, and one trial showed potential risk of harm.86 Women do benefit from the opportunity to discuss the delivery, but formal debriefing interventions are not supported by present evidence.

Eating disorders

No trials have been done on prevention in women at risk of a recurrence of an eating disorder even though guidelines recommend identification of women with a history of an eating disorder. Professionals can help women during pregnancy and the postnatal period to maintain regular eating patterns and optimise nutritional intake for the mother and fetus, and support them in development of realistic goals for body shape.

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Psychosocial and psychological treatments

Depressive disorders

Because of maternal treatment preferences and potential concerns about fetal and infant health outcomes, non-pharmacological treatment options are particularly important in the perinatal period. Evidence on the treatment of antenatal depression is limited to small trials (with 36–53 women) of interpersonal therapy, culturally relevant brief interpersonal psychotherapy, and CBT,87,88,89 and a Cochrane review (six trials, n=406) of other types of non-pharmacological interventions such as massage, acupuncture, bright light, and omega-3 oils reported inconsistent results.90

More evidence is available for postnatal depression, particularly from HICs, and a Cochrane review91found that psychosocial and psychological interventions were effective for reducing depression symptoms within the first year postpartum (RR 0·70, 95% CI 0·60–0·81). Psychosocial interventions, such as peer support and non-directive counselling, show a decrease in depressive symptomatology (five trials, n=506; RR 0·61, 0·39–0·94), confirmed by a recent large cluster trial58 in which assessment and non-directive or cognitive behavioural counselling were delivered by health visitors compared with standard care. CBT and interpersonal psychotherapy were also beneficial in reducing post-partum depressive symptomatology (six trials, n=602; RR 0·75, 95% CI 0·63–0·88). Insufficient data prevented comparisons between individual-based and group interventions. Two systematic reviews assessing the effectiveness of interventions to improve the mental health of women in the perinatal period in LMICs showed 17 trials (undertaken in predominantly middle-income countries such as China and Chile with only one trial in a low-income country [Uganda])92,93 that reported a beneficial effect of delivery of a psychosocial or psychological intervention during routine perinatal care (pooled effect sizes: −0·38, 95% CI −0·56 to −0·21;91 −0·34, −0·53 to −0·1692). The reviews show that training is feasible for non-specialist workers, such as community health workers or local women to deliver perinatal mental health interventions including home visits or facilitated group sessions with a focus on parenting, maternal and child health, psychoeducation, social support, or supportive listening adaopted to the circumstances the women who are being treated live in. However, interventions should be adapted to the circumstances in which the women being treated live.

Other disorders

Treatments for other perinatal disorders have been scarcely researched, so management largely relies on extrapolation from the evidence base established for other times in women’s lives such as CBT for eating disorders. The extent to which interventions need modification for the perinatal period is unclear and needs additional research. Restricted evidence from a case series suggests that intensive outpatient CBT that is modified for women with postnatal OCD could reduce symptoms.94

Jump to Section
Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Pharmacological treatment

The mainstay of pharmacological treatment for non-psychotic mental disorders in the perinatal period is antidepressants. Data suggests that in Europe around 3% of pregnant women take an antidepressant at some point in their pregnancy, mostly selective serotonin reuptake inhibitors (SSRIs), with rates of around 10% reported in the USA.95 Antidepressants are effective treatments for depression, particularly for severe cases, and meta-analyses have shown that efficacy compared with placebo increases with severity of depression.96 Antidepressants are also effective for PTSD, anxiety disorders, and bulimia nervosa.97,98,99 However, partly because of the difficulties in undertaking RCTs in perinatal women, no trials have been done for perinatal disorders except for postnatal depression. These trials provide evidence of significantly higher response and remission rates for women taking SSRIs than for placebo. A Cochrane systematic review100 pooled data from three studies comparing SSRIs with placebo and reported significantly higher response (RR 1·43 [95% CI 1·03–2·03]) and remission rate (RR 1·79 [1·08–2·98]) for participants taking SSRIs than in those in the placebo group. However, the evidence-base is restricted because the three studies were very small, underpowered, and generally focus on women with mild-to-moderate postnatal depression.100 RCTs have so far not reported evidence of additional improvement with addition of a psychological intervention to antidepressants,101,102 nor for addition of sertraline by comparison with placebo for women given a psychotherapeutic intervention for postnatal depression, although the trials were underpowered.100 An RCT103 (n=61) reported significant improvements in EPDS scores in women given 17β-oestradiol skin patches (with dydrogesterone tablets for 12 days per month) compared with women given placebo, but adverse events were reported and there is therefore insufficient evidence to support use of oestrogens for postnatal depression.

Women often stop antidepressants during pregnancy104 and there is conflicting evidence on whether discontinuation is associated with an increased risk of relapse of depression,105,106 probably because of the different levels of severity of depression in the different study populations. However, recurrence after discontinuation consistently seems to be more likely in women with a history of several episodes or a recent episode.105

As a general principle, drugs in pregnancy should be minimised, and many women with perinatal mental disorders can be treated with non-pharmacological interventions. However, drugs will be clinically indicated for women with more severe mental disorders in which there are substantial risks to the mother, the pregnancy, and the fetus or infant.50,107 Clinicians and women therefore need to assess the benefits and risks of pharmacological interventions in pregnancy using key principles of prescription in the perinatal period (figure 2).108 Unlike other times in a woman’s life, risks of illness versus risks of drugs do not only affect the women themselves, the fetus and infant can also be affected through exposure to psychotropic drugs across the placenta or through breastfeeding, and side-effects potentially affect the mother’s ability to parent (eg, sedative drugs). However, concerns about risks to the fetus or a failure to titrate the dose through the pregnancy (to address the changes in drug concentrations) might lead clinicians to prescribe subtherapeutic doses.109

Thumbnail image of Figure 2. Opens large image

Figure 2

Guidelines to prescribe in the perinatal period

Adapted from The Maudsley prescribing guidelines (11th edn),108 by permission of David Taylor.

Risks to the fetus are difficult to assess because of the absence of RCTs and the resultant difficulties in interpretation of the evidence base. Many studies are small, with biased samples, low-quality study design, little adjustment for important confounders (such as smoking), and an almost invariable absence of adjustment for confounding by indication. Initial reports of risks have frequently not been substantiated or are shown to be smaller once larger studies and meta-analyses have been done. For example, despite early reports, a meta-analysis110 did not find an increased risk of spontaneous abortion associated with exposure to antidepressant drugs, and two large population studies111,112 (29 228 and 12 425 SSRI exposures, respectively) have not found associations with antenatal SSRIs and stillbirths or neonatal deaths after adjusting for confounders. Similarly, two meta-analyses113,114 showed paroxetine exposure is associated with only slightly increased risks of cardiac malformations (odds ratio [OR] 1·4) rather than the large ORs initially reported, and residual confounding is possible. Confounding by indication also needs to be considered—a study comparing outcomes in infants of women who stopped SSRIs before pregnancy and women who continued with SSRIs reported a similar increased risk of cardiac malformations in both groups,115 suggesting that the association is due to depression rather than the drug itself.

Antidepressant exposure in pregnancy is significantly associated with gestational age at birth (pooled mean difference in weeks, −0·45, 95% CI −0·64 to −0·25), preterm delivery (<37 or <36 weeks depending on the individual studies included; pooled OR 1·55, 95% CI 1·38–1·74), and Apgar score at 1 min (mean difference of −0·37 points) and 5 min (mean difference of −0·18 points), although some might be of restricted clinical significance.110 Meta-analyses have previously reported associations with birthweight, but no significant association with reduced birthweight was reported in the 2013 meta-analysis when the comparison group was limited to depressed mothers without antidepressant exposure.110

A consistent significant association exists between exposure to antidepressants during pregnancy and occurrence of poor neonatal adaptation syndrome (PNAS; OR 5·07, 95% CI 3·25–7·90), and individual clinical signs (respiratory distress, OR 2·20, 1·81–2·66; tremors, 7·89, 3·33–18·73).116 The use of observational study designs means causality cannot be inferred; the results could suggest measurement bias, selection bias, and confounding, but since abrupt discontinuation of antidepressants in adults is associated with withdrawal symptoms, infants might be at risk after birth. Whether the symptoms reflect withdrawal or toxicity is under debate. Symptoms noted are usually mild and self-limiting, but one study reported that infants who developed PNAS were at an increased risk of social-behavioural abnormalities even though they had normal cognitive ability.117Whether tapering of antidepressants the week before expected labour would reduce the occurrence of PNAS is unclear; some authors have argued that the balance of evidence suggests that discontinuation of clinically needed antidepressants in women near term is unwarranted because neonatal symptoms only occur in a small number of cases and are self-limited, but the risk to a woman’s mental health will be increased.109 Evidence on how long to observe the neonate for PNAS symptoms is scarce. If no symptoms emerge within the first 72 h after birth, PNAS is unlikely; when PNAS symptoms are present it is advisable to observe the infant until symptoms are resolved in case supportive treatment is needed.118

Some PNAS symptoms can suggest a spectrum of effects with mild respiratory signs potentially showing sub-clinical persistent pulmonary hypertension of the newborn (PPHN). A systematic review and meta-analysis119 reported an increased risk of PPHN associated with late pregnancy SSRI exposure (OR 2·50, 95% CI 1·32–4·73; absolute risk difference 2·9–3·5 per 1000 infants). Although individual studies used different diagnostic criteria and possible moderating variables such as caesarean section, body-mass index, or preterm delivery these could not be included in the meta-analysis. Serotonin has a role in the development and modulation of the lungs and this could be a factor in the development of PPHN. Evidence also shows that prenatal SSRIs are associated with neurobehavioural disturbances in early infancy including stress or pain regulation; the severity of these symptoms seems to be associated with high drug concentrations and pharmacogenetic metabolic factors.120

Fewer data exists for long-term outcomes of infants exposed to antidepressants in utero. However, studies are similarly difficult to interpret because of methodological problems and the known associations between maternal depression, impaired mother–infant interactions, and adverse infant or child outcomes.50 Some studies reported a range of normal neurodevelopmental outcomes including cognitive, behavioural, and emotional outcomes while also noting adverse outcomes (eg, behavioural problems measured by the strengths and difficulties questionnaire121) in children exposed to maternal depression in utero in the comparison groups,122,123,124 but others have reported small delays in developmental milestones in children exposed to antidepressants in utero. A study125 using Danish National Cohort data reported that 415 children exposed in the second or third trimester in utero to antidepressants sat 15·9 days (95% CI 6·8–25·0) and walked 28·9 days (95% CI 15·0–42·7) later than children who were not exposed to antidepressants (although still within the normal range of development); fewer children with exposure to antidepressants in utero were able to sit without support aged 6 months (OR 2·1, 95% CI 1·23–3·60), and fewer were able to occupy themselves aged 19 months (2·1, 1·09–4·02) than children who were not exposed.125 A study of 31 infants exposed prenatally to SSRIs scored significantly lower than the 52 non-exposed infants on gross motor (p=0·03), social-emotional (p=0·04), and adaptive behaviour (p=0·05) subscales of the Bayley Scale of Infant Development.126 Two nested case-control studies have reported an association between antidepressant exposure in pregnancy and autism spectrum disorders,127,128but no significant association was shown in a large cohort study.129

Although most studies focus on adverse outcomes with some inconsistent results, there is new evidence, albeit with small samples, that SSRI use in pregnancy could have a positive effect. For example, prenatal antidepressant treatment mitigates the effect of maternal anxiety on P50 sensory gating (associated with increased vulnerability to attentional deficits),130 and infants exposed to SSRIs in utero show more readiness to interact during a toy session than do a non-SSRI group exposed to high levels of maternal depressive symptoms.131 Prenatal antidepressant exposure might account for some neurobehavioural outcomes in early childhood, but maternal and infant genetic and environmental factors (including maternal depressive symptoms in pregnancy and the postnatal environment) will also shape childhood behaviours.50,120

Antidepressant exposure in breastfed infants is lower by five to ten times than is exposure in utero. The milk drug concentration can be used to estimate the daily drug dose ingested by the infant, assuming an average milk intake of 150 mL/kg bodyweight per day.132 The infant dose per kg can be expressed as a percentage of the maternal dose per kg and a relative infant dose of less than 10% is deemed a negligible exposure. A review132 reported low relative infant doses for fluvoxamine, paroxetine, sertraline, duloxetine, reboxetine, bupropion, and mirtazapine, and an earlier review133reported a low relative infant dose for nortriptyline. Relative infant doses around 10%, and in some cases higher than 10% for citalopram, fluoxetine, and venlafaxine, with somewhat lower relative infant dose for escitalopram have been reported.132 When high concentrations have been reported, infants have been aged younger than 3–4 months, when infants are still developing hepatic function. Metabolic capacity is not well developed in preterm babies and those with genetically determined impairment in antidepressant metabolism via cytochrome P-450 enzymes (CYP2D6 and CYP2C19).132Reassuringly, indirect biological evidence shows that serotonin transmitters are not affected because no platelet serotonin effects are noted in infants of breastfeeding mothers treated with sertraline or fluoxetine.134

Some adverse but non-specific events in infants exposed to antidepressants via breast milk have been reported in case reports and case series, more often after exposure to fluoxetine (eg, irritability and poor feeding) and citalopram (eg, poor sleep) than after exposure to other drugs.132 Respiratory depression, hypotonia, and vomiting have been associated with the tricyclic doxepin. No studies have identified an increased risk of adverse long-term outcomes. Most authors conclude that if a mother was successfully treated for depression during her pregnancy, the same drug should usually be used in the post-partum period because discontinuation or switching of an antidepressant treatment could lead to relapse.

Perinatal mental disorders are common and can adversely affect the mother and infant. However, they are treatable and should therefore be identified early to prevent adverse long-term effects. Where possible, non-pharmacological treatments should be used but in more severe cases, effective doses of antidepressants will be needed after a careful collaborative analysis of the ratio of risk versus benefit.

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Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Future research directions

Data for the epidemiology and prognosis of perinatal mental disorders excluding postnatal depression, in both high-income and low-income settings are scarce. Similarly, there are few data for emerging risk factors (such as migration and substance misuse), prevention, and how and whether treatments (both psychological and pharmacological) need to be modified in the perinatal period. The effect of antidepressants on the infant exposed in utero and breastfeeding, particularly with respect to long-term outcomes, needs further research. Future assessments of psychosocial interventions should include distance, online selfhelp interventions and selfhelp groups (ie, groups not facilitated by a health professional), the potential role of the father, and family-focused interventions. Finally, trials of integrated models of service delivery including identification, prevention, and treatment in high-income and low-income settings could be used to inform development of perinatal mental health services, which are themselves in their infancy. In view of the rates of perinatal disorders, the potential implications for the mother, infant, and family, and that these disorders happen at such an important time in the infant’s life, these research initiatives need to be considered a priority.

Jump to Section
Introduction
Epidemiology
Risk factors
Identification
Prevention
Psychosocial and psychological treatments
Pharmacological treatment
Future research directions
Search strategy and selection criteria

Search strategy and selection criteria

We searched PubMed, Embase, PsycINFO, and the Cochrane Library without language restrictions. Searches were done using the key search terms “pregnancy”, “prenatal”, “antenatal”, “postnatal”, “postpartum”, “perinatal”, “puerperal”, “breastfeeding”, “birth”, “weaning”, “childbirth”, “trimester”, “peripartum”, “lactation”, “ante-natal”, “post-natal”, “postpartum”, and “mood disorder” (exploded MeSH term), “anxiety disorder” (exploded MeSH term), “eating disorder” (exploded MeSH term), “depression”, “anxiety”, “eating disorder”. These search terms were combined with the following specific terms using date restrictions based on the amount of research output in each area: “prevalence”, “incidence”, “relapse”, “course” (searched for systematic reviews between Jan 1, 1993, and April 3, 2013; searched for epidemiological or experimental studies between Jan 1, 2008, and April 3, 2013); “screening”, “screen”, “identification”, “scale”(searched for systematic reviews between Jan 1, 1993, and May 16, 2013; searched for epidemiological or experimental studies between Jan 1, 2008, and May 16, 2013), “Amitriptyline”, “Hydrochloride”, “Iproniazid”, “Citalopram”, “Duloxetine”, “Amoxapine”, “Isocarboxazid”, “Escitalopram”, “Flupentixol”, “Butriptyline”, “Moclobemide”, “Fluoxetine L-tryptophan”, “Clomipramine”, “Phenelzine”, “Fluvoxamine”, “Mirtazapine”, “Desipramine”, “Tranylcypromine”, “Paroxetine”, “Nefazodone”, “Dibenzepin Hydrochloride”, “Trifluoperazine”, “Sertraline”, “Reboxetine”, “Dosulepin”, “Tryptophan”, “Dothiepin”, “Hydrochloride”, “Venlafaxine”, “Doxepin”, “Imipramine”, “Iprindole”, “Lofepramine”, “Maprotiline”, Mianserin”, “Nomifensine Hydrogen Maleate”, “Nortriptyline”, “Opipramol Hydrochloride”, “Protriptyline”, “Trazodone”, “Trimipramine Maleate”, “Viloxazine”, “Zimeldine Hydrochloride”, “Chloral Hydrate”, “Alprazolam”, “Clomethiazole”, “Bromazepam”, “Dipenhydramine”, “Buspirone Hydrochloride”, “Flunitrazepam”, “Chlordiazepoxide Hydrochloride”, “Flurazepam”, “Chlormezanone”, “Loprazolam”, “Diazepam”, “Lormetazepam”, “Ketazolam”, Melatonin”, “Lorazepam”, “Methyprylone”, “Medazepam”, “Nitrazepam”, “Meprobamate”, Nitrados”, Oxazepam”, “Promethazine”, “Prazepam”, “Temazepam”, “Sardiazepam”, “Triazolam”, “Zaleplon”, “Zolpidem”, “Tartrate”, “Zopiclone” (between Jan 1, 2010, and May 15, 2013), “paternal”, “father”, “fathers”, “men”, “husband”, “partner” (between Jan 1, 2003, and May 15, 2013), “hormone(s)”, “oestrogen”, “progesterone”, “estriadol”, and “treatment”, “intervention”, “prevention”, “trial”, “therapy”, “therapeutic”, “treat”, “medicine”, “medication”, “prescribe”, “prescription” (between Jan 1, 2003, and July 11, 2013).

Contributors

LMH, AS and JM developed the outline for the Series paper. EM did the literature search. All authors contributed to the writing and editing of the manuscript. LMH prepared the final version of this Series paper, which all authors approved.

Declaration of interests

LMH is Chair of the National Institute for Health and Care Excellence (update) guideline on Antenatal and Postnatal Mental Health, and Chief Investigator of an National Institute of Health Research (NIHR) Programme Grant for Applied Research on the effectiveness of perinatal mental health services (RP-RP-DG-1108–10012) which also supports JM. LMH receives funding from an NIHR Research Professorship on maternal mental health (NIHR-RP-R3–12–011), and a grant from Tommy’s baby charity (with the support of a corporate social responsibility grant from Johnson and Johnson) on antipsychotics in pregnancy. LMH is also supported by the NIHR Mental Health Biomedical Research Centre at the South London and Maudsley UK National Health Service (NHS) Foundation Trust and King’s College London. The views expressed are those of the author and not necessarily those of the NHS, the NIHR, or the Department of Health. EM is supported by a Medical Research Council PhD Studentship and Tommy’s baby charity. TR receives salary support from Grand Challenges Canada (Grant Number 0063–03), the Wellcome Trust (Grant Number 097410/Z/11/Z) and National Institute of Health (1R01HD074267–01). AS has received many grants in relation to parental perinatal health and child development including from the Wellcome Trust (090139), Medical Research Council UK, Barclay Foundation, Grand Challenges (Canada), and The Department of Education (UK). We declare no other competing interests.

Jan/Admin @ http://www.bipolarandsupport.com &

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The Anxious Bipolar Patient

Bipolar disorder is a clinically challenging condition. In addition to the multiple mood states that patients can experience, the illness is frequently associated with multiple comorbid medical and psychiatric conditions. Bipolar disorder can best be understood as a family of related disorders that share core features of mood or affective variation, impulsivity, propensity toward substance abuse, and predisposition to other psychiatric conditions.1 Most patients who have bipolar disorder have a coexisting anxiety disorder.2 These include generalized anxiety disorder (GAD), social phobia, panic disorder, and PTSD.2 Anxiety disorders, by themselves or in combination with a mood disorder, are associated with an increased risk of suicide and psychosocial dysfunction.
The prevalence of comorbid bipolar and anxiety disorders (with the exception of simple phobias) is high in youths. For example, it is at least twice as high as comorbid anxiety and disruptive behavior disorders. GAD and separation anxiety are the anxiety disorders most commonly associated with bipolar disorder. In children with type I bipolar disorder, comorbid anxiety predicted greater dysfunction, manifested by earlier onset of bipolar disorder and more frequent psychiatric hospitalizations.

A comorbid anxiety disorder in bipolar patients greatly complicates the presentation, the interpretation of symptoms, and the treatment of bipolar disorder, and it negatively alters the prognosis.

Anxiety disorders comorbid with bipolar disorder

Panic disorder. In the Epidemiologic Catchment Area (ECA) study of the early 1990s, 21% of patients with bipolar disorder had comorbid panic disorder. This is a 26-fold higher incidence than in the general population.3 Panic disorder and bipolar disorder may share a special relationship with each other. A study of bipolar probands and their siblings found that panic disorder travels with bipolar disorder exclusively and rarely occurs independently of bipolar disorder.4 This unique relationship may be mediated by a genetic predisposition that resides in chromosome 18.5

Obsessive-compulsive disorder (OCD). In both the ECA study and the more recent National Comorbidity Survey, the incidence of OCD was 10-fold greater in bipolar patients than the general population.2,6 The risk of OCD is greater in family members of bipolar probands, which suggests a familial or genetic association. However, episodic obsessive-compulsive symptoms may simply be a variant of how bipolar disorder is expressed and not a true comorbidity. Either way, the relationship between bipolar disorder and OCD frequently has its origins in childhood and yields a greater burden of anxiety symptoms.

Posttraumatic stress disorder. PTSD may have a special relationship with bipolar disorder because both mania and depression may be perceived as traumatic or because events in the course of the illness may increase the risk of severe traumatic events.7 Consequently, PTSD may be over 6 times more likely to occur in bipolar patients than in the general population.2 The co-occurrence of PTSD with bipolar disorder lowers quality of life, increases rapid cycling and suicide attempts, and reduces the likelihood of remaining well.8

Social anxiety. Despite frequent grandiose or expansive behavior during mania, most patients with bipolar disorder actually suffer from social phobia—a potential contributor to dysfunction in bipolar patients.2

Comorbidity and outcomes

The combined burden of bipolar and anxiety disorders nearly always has a deleterious effect on outcomes.9 Comorbid illness is associated with marked increases in symptom burden that includes greater risk of psychosis, earlier age at onset of psychiatric symptoms, worse treatment response and more treatment resistance, impaired quality of life, increased suicidal ideation and actions, and increased substance abuse.9 Whether the poor prognosis is due to an interaction between the two conditions or to the additive burden is unknown.

Accurate diagnosis of comorbid anxiety disorder and bipolar disorder is important. The cost of care increases when a bipolar patient is treated exclusively for anxiety because of a misdiagnosis. Once a dual diagnosis has been made, effective treatment may be challenging.

Treatment of anxiety disorders

Antidepressants. Serotonergic antidepressants have shown efficacy as acute and prophylactic treatment for all anxiety disorders and are considered first-line agents.10 This is generally true whether the serotonergic effect is alone, is associated with noradrenergic reuptake inhibition, or is obtained by reuptake or monoamine oxidase inhibition.11 Non-serotonergic antidepressants (specifically bupropion) do not appear to be particularly effective.

In bipolar patients, antidepressants have the potential to induce mania, destabilize the course of illness by increasing bouts of mania and depression, and induce a chronic depressive state.11 The risk of these complications is higher if the bipolar patient receives antidepressants during periods of euthymia or over long periods.11 Use of antidepressants specifically for anxiety in bipolar patients would be expected to be associated with more complications. This may account for the observation that pharmacological treatments of comorbidities, such as anxiety disorders, in bipolar patients are generally underused, whereas psychosocial services are used more frequently by patients with coexisting anxiety disorders.12

Antipsychotics. Second-line pharmacotherapy for anxiety becomes first line in bipolar patients with anxiety disorder. Specifically, studies of atypical antipsychotics such as quetiapine have shown that these agents reduce anxiety in social anxiety disorder and GAD.13 Although the patients recruited for these studies did not have a mood disorder, quetiapine monotherapy (300 to 600 mg/d) significantly reduced anxiety and depressive symptoms in patients with bipolar disorder.14 Quetiapine may be of questionable benefit in patients with PTSD. While open-label, uncontrolled studies support use of this agent for PTSD, there were more early discontinuations with quetiapine than with prazosin and, thus, long-term benefit was lost.15,16
At doses below 4 mg/d, risperidone does not appear to be helpful for the treatment of anxiety symptoms in patients with bipolar disorder.17 Augmentation of mood stabilizer treatment with risperidone was also ineffective.18

The olanzapine/fluoxetine combination is approved for the treatment of bipolar depression. It may be useful in the treatment of comorbid anxiety as well. However, olanzapine alone has minimal effect.19

Anticonvulsants. There are no randomized controlled trials that examine the use of anticonvulsants for the anxiety component in bipolar patients. However, anticonvulsants appear to have a small effect in reducing anxiety. In a small open-label study, more than 40% of patients with GAD (without mood disturbance) saw at least a 50% improvement in symptoms with valproate.20 Similarly, modest benefit was seen in a group of patients with PTSD who received divalproex in an open-label study.21 Unfortunately, when the effect size is small in open-label studies, it suggests that results of blinded studies are likely to be negative.

Alternative agents. Gabapentin has been shown to be effective for social phobia in a randomized placebo-controlled trial.22 This effect on anxiety is probably what underlies the early reports of gabapentin efficacy in bipolar disorder. The related anticonvulsant, pregabalin, is also useful in social phobia and GAD at higher doses (approximately 600 mg/d).23 These agents have not been studied in bipolar patients with anxiety but are probably safe to use in this patient population.

Benzodiazepines are clearly effective in many different types of anxiety disorders. However, their use is problematic, and these agents must be prescribed cautiously.

Nonpharmacological approaches. Psychotherapy may be the treatment of choice for patients with anxiety disorders in general. For example, CBT is as effective as medications in the acute management of panic disorder. Unlike medications, the effect lasts long after treatment has ended.24 However, there are no randomized controlled trials for psychotherapy in bipolar patients who have comorbid anxiety. Nonetheless, therapies such as CBT and relaxation training may be useful in bipolar patients.25

Summary

Anxiety disorders are commonly comorbid with bipolar disorder and are responsible for much of the morbidity associated with this condition. Treatment of anxiety can be a challenge, since the mainstay of treatment—serotonergic antidepressants—may adversely affect the course of bipolar disorder. Although other agents are available, there is a dearth of information on the outcomes of anxiety treatment for bipolar patients.

Clinicians generally must apply the results of studies performed in patients who have anxiety disorders without mood disturbance to their bipolar patients. This is a reasonable practice, although it is far from ideal. The field needs more high-quality research studies to define the best practice options in treating patients with comorbid anxiety and bipolar disorders.

Jan/Admin @ http://www.bipolarandsupport.com &

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I believe

I believe that all that we do and whom we meet on our journey is placed on our road of life for a purpose. There are no accidents; we are all teachers! If you’re willing to pay attention to the lessons we learn, trust our positive instincts, and not be afraid to take risks, or wait for some miracle to come knocking at your door.

LOL jan

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